 It has always seemed odd to me that the Oedipus myth and complex should
lie at the heart of our humanity. It strikes me as so eccentric, so
weird, in the same way that being turned on by dangling bits of fat with
nipples on them or an enlarged vein with a sac beneath it seems
undignified and comical. But there it is: evolution, culture and fashion
have left us this way, with sexuality and the Oedipal triangle
intermingled and as lifelong unconscious preoccupations which ramify
throughout both personal and large-scale history. For example, as the
artist Otto Dix once said, all wars are fought over the pudenda. We’ll
just have to make the best of it and play the hand we’ve been dealt.
In a similar way I have been slow to accept the centrality of the
Oedipal triangle in psychotherapy - to realize that the analytic space
is an Oedipal space, that the analytic frame keeps incest at bay and
that the analytic relationship involves continually offering incest and
continually declining it in the name of analytic abstinence and the hope
of a relationship that transcends or goes beyond incestuous desires.
Breaking the analytic frame invariably involves the risk of child abuse
and sleeping with patients or ex-patients is precisely that.
Martin Bergmann puts some of these points very nicely in his essay on
transference love (Bergmann, 1987, ch. 18). He says, ‘In the analytic
situation, the early images are made conscious and thereby deprived of
their energising potential. In analysis, the uncovering of the
incestuous fixation behind transference love loosens the incestuous ties
and prepares the way for a future love free from the need to repeat
oedipal triangulation. Under conditions of health the infantile
prototypes merely energize the new falling in love while in neurosis
they also evoke the incest taboo and needs for new triangulation that
repeat the triangle of the oedipal state’ (p. 220). With respect to
patients who get involved with ex-therapists, he says that they claim
that “‘unlike the rest of humanity I am entitled to disobey the incest
taboo, circumventing the work of mourning, and possess my parent
sexually. I am entitled to do so because I suffered so much or simply
because I am an exception’” (p. 222). From the therapist’s point of
view, ‘When the transference relationship becomes a sexual one, it
represents symbolically and unconsciously the fulfilment of the wish
that the infantile love object will not be given up and that incestuous
love can be refound in reality’ (p.223). This is a variant on the
Pygmalion theme. The analytic relationship works only to the extent that
the therapist shows, in Freud’s words, ‘that he is proof against every
temptation’ (Freud, 1915, p. 166).
These are weighty matters, ones which Freud claimed in Civilization and
Its Discontents (1930) provide the historical and emotional foundations
of culture, law civility and decency. I find it embarrassing to admit
that when I asked myself how much of this I carry around as my normal
conceptual baggage, it turned out to be a light valise. First, there is
the Oedipal triangle, whereby a child somewhere between three and a half
and six wants the parent of the opposite sex and has to come to terms
with the same sex. It's a bit more complicated with girls, but that's
not part of my normal baggage, is hotly debated and is not central to my
purpose today (see Klein, 1945, pp. 72-5; Mitchell, 1974; Temperley,
1993). The incestuous desire and the murderous impulses make the child
feel guilty, and the result is that the superego is the heir to the
Oedipus complex. The whole thing gets reprised in adolescence, with
respect to sexuality and to authority and may arise again when one or
the other parent dies. Patients who have not negotiated these rites of
passage have unresolved Oedipal problems. One of the big ones that
inhibits achievement and satisfaction is fear of Oedipal triumph;
another is the risk of believing one can be an adult without growing up
emotionally (Chasseguet-Smirgel, 1985).
You'll be embarrassed on my behalf that it's such a small valise with
only a beginner book inside. I had another look into my tacit clinical
baggage and came up with the copulating couple with whom the patient has
to come to terms - hopefully moving from an unconscious phantasy of
something violent and feared to a more benign one, in the lee of which
he or she can feel safe, benefiting from the parents' union. Some of my
patients are stuck because they have no phantasy of their parents
together and believe that they are in bed preventing the parents from
getting together and cannot get on with relationships themselves because
of the harm they unconsciously believe they have caused. Lack of
fulfilment, stasis and longing are the likely results.
Beyond that my ideas were unclear, but they have become much clearer as
a result of preparing this essay. I want to dwell on this matter - the
unclarity - because I now think that I am clearer about that and hope
you will find it interesting. That is, I hope to clarify the unclarity.
Let's start with a definite developmental scheme, the one which
constitutes the classical chronological story of orthodox Freudianism,
as modified and enriched by Karl Abraham and, some would say, Erik
Erikson. We begin with primary narcissism and pass through psychosexual
phases, in which the child is preoccupied with successive erogenous
zones - oral, anal, phallic and genital (oral for the first year and a
half, anal for the next year and a half and phallic beginning toward the
close of the third year. See Brenner, 1973, p. 26 and Meltzer, 1973, pp.
21-27). As I have said, the classical Oedipal period is ages three and a
half to six (some say five). This leads on to the formation of the
superego and a period of relatively latency, during which boys are
quintessentially boyish and horrid, with their bikes, hobbies and play,
and girls are sugar and spice and everything nice, playing nurse and
mommy (or so it is said; cf. Chodorow, 1978). Things get fraught again
in adolescence when biological changes coincide with agonising problems
about gender identity (Waddell, 1992, esp. pp. 9-10), sexual exploration
and maturation, conflict with parents, competitiveness and achievement.
Erik Erikson spells out a further set of stages, beginning with a
psychosocial moratorium in late adolescence, followed by young
adulthood, adulthood and mature age, the last of which (you may be
troubled to hear) he characterises as a period in which the central
conflict is between integrity on the one hand and disgust and despair,
on the other. I certainly recognise that dichotomy (Erikson, 1959, p.
120).
How do specifically Kleinian ideas relate to all this? First, of course,
she famously claimed to find what she called 'the Oedipal situation'
much earlier in life, along with persecuting ideas from the superego,
long before a Freudian would grant that there could be a superego.
Indeed, she found the copulating couple - for ill or good - in very
early phantasies.
I am going to say quite a bit about all this, but first I want to linger
over the classical Freudian story. Freud called the Oedipus complex 'the
core complex' or the nuclear complex of every neurosis. In a footnote
added to the 1920 edition of Three Essays on Sexuality, he made it clear
that the Oedipus complex is the immovable foundation stone on which the
whole edifice of psychoanalysis is based: ‘It has justly been said that
the Oedipus complex is the nuclear complex of the neuroses, and
constitutes the essential part of their content. It represents the peak
of infantile sexuality, which, through its after-effects, exercises a
decisive influence on the sexuality of adults. Every new arrival on this
planet is faced with the task of mastering the Oedipus complex; anyone
who fails to do so falls a victim to neurosis. With the progress of
psycho-analytic studies the importance of the Oedipus complex has become
more and more clearly evident; its recognition has become the shibboleth
that distinguishes the adherents of psycho-analysis from its opponents’
(Freud, 1905, p. 226n).
In the first published reference to the incest taboo in 1910 (he had
written about the ‘horror of incest’ and incest as ‘antisocial’ in an
unpublished draft in 1897), Freud refers to it as ‘a cultural demand
made by society’ which may get passed on by organic inheritance and
adds, ‘Psycho-analytic investigation shows, however, how intensely the
individual struggles with the temptation to incest during his period of
growth and how frequently the barrier is transgressed in phantasy and
even in reality’ (Freud, 1905, p. 225 and 225n). In both the development
of the individual and the history of mankind he identified the incest
taboo as the basis of all other prohibitions. Guilt was the essential
weapon in the struggle against uncivilised, rapacious impulses, and
sublimation of sexual energies provided the energy for all of culture
and civilisation, concepts which he disdained to distinguish. 'Incest is
anti-social and civilisation consists of the progressive renunciation of
it' (Freud, 1930, p. 60). 'We cannot get away from the assumption that
man's sense of guilt springs from the Oedipus complex and was acquired
at the killing of the father by the brothers banned together' (p. 131).
The price we pay for the advance of civilisation 'is a loss of happiness
through the heightening of the sense of guilt'. He calls this 'the final
conclusion of our investigation', thus making vivid the juxtaposition of
civilisation and discontent (p. 134). He saw all of the vast panorama of
human history as being acted out in the emotional space between Eros and
Thanatos - the constructive impulse to love and create and the
aggressive impulse to destroy and die.
I think Klein is Freud's most assiduous follower with respect to the
dual instinct theory and the sombre lessons of Freud's theory of
civilisation and its discontents. But I also think that there is a quite
fundamental divergence between them with respect to development,
structures and, indeed, all of the signposts in the inner world which
help Freudians to find their way about. I think Kleinian ideas in this
area help us to see why it is so hard to get hold of Klein at all. I am
going to spell out the history and present situation with respect to the
Kleinian tradition on the Oedipus complex, but I'm going to tell you my
overall conclusion now.
I think it's a matter of background and foreground. This may appear at
first glance a small matter, but I think it is of fundamental
significance. At first I thought that developmental chronology and
stages didn't matter at all for Klein. I thought the structural
hypothesis of id, ego and superego didn't matter to her, either, but I
was wrong. These concepts are there - all of them. So are oral, anal,
phallic, genital, as well as the Oedipus complex, but they are not in
the foreground. They are background. What is in the foreground is the
interplay of positions and emotions. The fundamental dichotomy is
between Eros and Thanatos; this creates the fundamental split between
the depressive and paranoid-schizoid positions, which, in turn, give us
paired emotions such as love and hate, gratitude and envy - all directed
to whole-object and part-object relations.
There is another general point to be put alongside this one about
positions and emotions. It is that the primitive is never transcended in
the way it is in the Freudian developmental scheme. In particular,
psychotic anxieties associated with the paranoid-schizoid position
continue to break through integrated perceptions, leading to a perpetual
oscillation between the paranoid-schizoid and depressive positions, the
latter of which is characterised by integrated, more mature thinking in
relation to whole objects, where part-object relations dominate the
paranoid-schizoid position. The two positions were eventually linked
with a double-headed arrow to show the oscillation between them: Ps÷D.
It is because the primitive continues to dominate that the developmental
scheme is background, while the interplay of emotions is foreground.
I'm not making all this up. It follows from the argument of a lovely
paper by Ruth Stein (1990) to which I will return at the end. I am
suggesting that the problem of finding one's way in the Kleinian inner
world is to a considerable extent explained by the fact that they have
taken the signposts down, rather as the British did when they expected
Hitler to invade. The result is that feelings are rushing around without
the benefit of the sorts of roadmaps, boundaries and tramlines that make
Freudians feel safe.
If you don't find that way of seeing things congenial, don't despair.
I'll still tell you the orthodox story, but before doing so I want to
ponder Oedipus a bit. In the light of all the recent revelations and
controversies about child abuse I had a sudden insight about old 'King
Oedipus', the play Aristotle called the perfect tragedy, the inspiration
for the other candidate, ‘Hamlet’ (see Jones, 1949). If we ask when
Oedipus did it, the answers can be seen in a very different light than
the usual story gives. What really happened is that having heard from
the oracle that his son would murder his father and marry his mother,
Laius assaulted the kid at birth. Jocasta tells it like this:
'As for the child,
It was not yet three days old, when it was cast out
(By other hands, not his) with rivetted ankles
To perish on the empty mountain-side' (Sophocles, p. 45).
'Oedipus', the name he was given by his adoptive parents, Polybus and
Meropé, means 'swollen footed'. When he was older and heard from a
drunkard that he was not his father's son, he asked his supposed parents
who were upset that anyone had said this. He went to an oracle.
'I went to Pytho;
But came back disappointed of any answer
To the question I asked, having heard instead a tale
Of horror and misery: how I must marry my mother,
And become the parent of a misbegotten brood.
An offence to all mankind - and kill my father' (p. 47).
Oedipus fled from Corinth, 'never to see home again, That no such horror
should ever pass' (ibid.), in order to avoid harming the man he believed
to be his father and to avoid sleeping with the woman he believed to be
his mother. As he did so, he had a chance encounter with Laius. Did his
father greet him with open arms? No, he did not. He tried to bully him
over a trivial matter of who should pass first at a cross-roads.
'When I came to the place where three roads join, I met
A herald followed by a horse-drawn carriage, and a man
Seated therein, just as you have described.
The leader roughly ordered me out of the way;
And his venerable master joined in with a surly command.
It was the driver that thrust me aside, and him I struck, for I was
angry. The old man saw it, leaning from the carriage,
Waited until I passed, then, seizing for weapon
The driver's two-pronged goad, struck me on the head.
He paid with interest for his temerity;
Quick as lightening, the staff in his right hand
Did its work; he tumbled headlong out of the carriage,
And every man of them I killed' (Sophocles, p. 48).
So what has Oedipus done except get assaulted at birth and again when he
was trying to run away from the Oedipal triangle (Young, 1988)? Of
course, he certainly over-reacted to the bullying, but he was assaulted
twice. Then he answers the riddle - about the life cycle - ends the
tyranny of the Sphinx, gets the prize (which turns out to be incestuous
union with his mother), learns the truth from wise, blind old Teiresias,
doubts him, pursues the truth relentlessly, gets it confirmed by
servants who were directly involved when he was an infant and in the
wake of a new pestilence He feels awful, and Jocasta hangs herself.
Oedipus puts out his own eyes and eventually gets wisdom from looking
into the inner world. I'd say he has had bad, uncontained and
uncontaining parents, a far from good enough mother, a grossly and
repeatedly abusing father and a bad press, one which could rival our own
renditions of couples and triangles. This man was well and truly
maltreated and has the scars to prove it.
But as close inspection reveals with respect to many of the abused, this
is not the whole story. A very different one can be told about his
unconscious. Indeed, there is some evidence that Sophocles was a
Kleinian, since, if we look at the inner world, Oedipus will have been
having the impulses which justified Laius' behaviour at a very early
age. He wasn't committing incest in his mind at three and a half, as he
would have if he was a Freudian baby, but straightaway, like a good
Kleinian baby. No primary narcissism but object relations at birth.
As John Steiner has argued, there is evidence that all the people
involved in the tragedy really did know the other story or could easily
have worked it out, but they turned a blind eye (Steiner, 1985). I've
had another look at Sophocles' Theban Plays, and I am here to tell you
he must certainly have read Klein's 1928 paper, though we cannot be sure
about the 1945 one or the 1946 one, where the role of projective
identification in the paranoid-schizoid position was fully formulated,
thus providing all the elements of the modern Kleinian analogue of the
Oedipal story.
It would be a truism to say that this play made a deep impression on
Freud, but I think it might benefit us to dwell a moment on that fact.
We know that he said to Fliess in 1897, 'I have found in my own case
too, falling in love with the mother and jealousy of the father, and I
now regard it as a universal event of childhood... If that is so, we can
understand the riveting power of Oedipus Rex...' (Freud, 1953, p. 265).
He tells about seeking out his own family story in that letter and
suggests that the same tragic triangle is at the bottom of 'Hamlet' (pp.
263-66).
Freud wrote of Oedipus in The Interpretation of Dreams. ‘Here is one in
whom these primeval wishes of childhood have been fulfilled, and we
shrink back from him with the whole force of the repression by which
those wishes have since that time been held down within us' (Freud,
1900, vol. 4, pp. 62-3). He added the term 'complex' under the influence
of Jung in 1910, and in Totem and Taboo claimed that an actual killing
of a father by a primal horde lay at the foundation of human history
(Freud, 1910, 1913).
Freud's own family constellation was multi-generationally confused. His
father as twenty years older than his mother and already a grandfather
by a grown son from his first marriage when Freud was born. That son and
another were at least as old as the new bride. Freud was the eldest son
of his family but the youngest child in the broader family group. The
other young children were, respectively, a year older and the same age
but his nephew and niece. A brother once said to him that he was of the
third generation, not the second, with respect to his father (Rudnytsky,
1987, p. 15). (I’m reminded of a novelty song on the Hit Parade when I
was a boy, which told of family relations and remaarriages so
complicated that the singer could logically claim, ‘I’m my own
grandpa’.) It is no wonder that when Freud was reflecting on finishing
secondary school, the one bit of study he singled out for mention was
‘Oedipus Rex’ and that he came first in his class on the basis of a
translation from the Greek of the opening speech of the priest,
beseeching Oedipus to deliver the Thebans from a complex and bewildering
pestilence which was caused by the breaking of the inter-generational
incest taboo (pp. 11-12).
The significance of all this was driven home when Freud's disciples
presented him with a medallion on his fiftieth birthday. On one side was
Freud's portrait in profile, and on the other a design of Oedipus
answering the Sphinx, with this line from the closing passage of the
play: 'Who knew the famous riddles and was a man most mighty'. When
Freud read it he became pale and agitated, because as a student he had
strolled around the arcade of the University of Vienna, inspecting the
busts of the famous professors. He had imagined his bust there in the
future with that exact inscription. His identification with Oedipus
could not have been more complete (pp. 4-5; Anzieu, 1986, ch. 3). Even
Freud was shaken by feelings of Oedipal triumph. In the light of this
life-long preoccupation, it is all the more striking that he never wrote
a systematic exposition of his mature views on the Oedip[us complex -
the centrepiece of his theory.
I want to turn now and for the rest of my paper to an exposition of
Kleinian views on the Oedipus complex. Klein's answer to the question,
'When did Oedipus do it?' is that he did it from the beginning, at least
in phantasy. I will offer you a clear and a diffuse version of this
point. The sharp one can be found in all the various attempts to
delineate Kleinian accounts from Freudian ones. They all depend on the
developmental scheme I outlined above and to holding fast to the
chronology that implies. If it were not for this distinct schema, there
would be little or no conflict between the conceptions. If you read
through the Controversial Discussions between the Kleinians and the rest
in the 1940s, the point comes up again and again that she is thought to
be, as they repeatedly put it, 'depreciating' the classical Oedipus
complex which occurs at three or beyond (e.g., King And Steiner, 1991,
pp. 432-33). Klein denies this but acknowledges that there is a
conflict. It is a conflict about what can be in the child's mind earlier
in life. As I have already said more than once, it is also a conflict
about structure and chronology, foreground and background, how the mind
works and how to think about it, but I'll return to that later.
Let's start with what was called when I was a medical student 'the ice
cold dope' - the crude version you needed to pass the exam. You can find
it in two places - at the end of Klein's 1945 paper, 'The Oedipus
Complex in the Light of Early Anxieties' (recently reprinted in the
collection The Oedipus Complex Today, Britton et al., 1989, summary, pp.
63-82). An up-to date exposition is available in the entry on 'Oedipus
Complex' in Hinshelwood's Dictionary of Kleinian Thought (1991), and the
issues are broadened and deepened in two recent papers by Ron Britton
(1989, 1992) and one by David Bell (1992).
Klein makes a distinction between what she calls 'the Oedipal
situation', which occurs throughout life, and the classical Oedipus
complex of Freud. 'According to Freud, genital desires emerge and a
definite object choice takes place during the phallic phase, which
extends from about three to five years of age, and is contemporaneous
with the Oedipus complex' (Klein, 1945 in Britton et al., 1989, p. 76).
The superego and the sense of guilt are sequels of the Oedipus complex
(pp. 76-7). Klein's view is that emotional and sexual development 'from
early infancy onwards includes genital sensations and trends, which
constitute the first stages of the inverted [desire toward same-sex
parent; aggression toward olpposite sex one] and positive Oedipus
complex; they are experienced under the primacy of oral libido and
mingle with urethral and anal desires and phantasies. The libidinal
stages overlap from the first months of life onwards' (p. 78). She dates
the superego from the oral phase. 'Under the sway of phantasy life and
of conflicting emotions, the child at every stage of libidinal
organization introjects his objects - primarily his parents - and builds
up the super-ego from these elements... All the factors which have a
bearing on his object relations play a part from the beginning in the
build-up of the super-ego.
'The first introjected object, the mother's breast, forms the basis of
the super-ego... The earliest feelings of guilt in both sexes derive
from the oral-sadistic desires to devour the mother, and primarily her
breasts (Abraham). It is therefore in infancy that feelings of guilt
arise. Guilt does not emerge when the Oedipus complex comes to an end,
but is rather one of the factors which from the beginning mould its
course and affect its outcome' (pp. 78-9).
Klein’s final rermarks begin with a passage to which supports my
impression that she intermingles concepts which would be carefully
distinguished in a Freudian developmental scheme: 'The sexual
development of the child is inextricably bound up with his object
relations and with all the emotions which from the beginning mould his
attitude to mother and father. Anxiety, guilt and depressive feelings
are intrinsic elements of the child's emotional life and therefore
permeate the child's early object relations, which consist of the
relation to actual people as well as to their representatives in the
inner world. From these introjected figures - the child's
identifications - the super-ego develops and in turn influences the
relation to both parents and the whole sexual development. Thus
emotional and sexual development, object relations and super-ego
development interact from the beginning’ (p. 82)
She concludes, 'The infants emotional life, the early defences built up
under the stress between love, hatred and guilt, and the vicissitudes of
the child's identifications - all these topics which may well occupy
analytic research for a long time to come' (pp. 81-2). As with Freud, it
it striking that although she lived for a further fifteen years and
remained intellectually productive, she did not provide an integration
of her views on this topic with her mature versions of other
characteristically Kleinian preoccupations.
This paper was published a year before she coined a term to characterise
the mechanism which she called 'a particular form of identification
which establishes the prototype an aggressive object relation. I suggest
for these processes the term "projective identification"' (Klein, 1946,
p. 8). This lies at the heart of the paranoid-schizoid position, in
which splitting, projective mechanisms and part-object relations
predominate. Once again, this configuration is in a dynamic relation
with the depressive position, in which whole-object relations, concern
for the object and integration predominate. What has happened in the
subsequent research to which Klein alluded is that these ways of
thinking have been brought into relationship with one another. As David
Bell puts it, 'The primitive Oedipal conflict described by Klein takes
place in the paranoid-schizoid position when the infant's world is
widely split and relations are mainly to part objects. This means that
any object which threatens the exclusive possession of the idealised
breast/mother is felt as a persecutor and has projected into it all the
hostile feelings deriving from pregenital impulses' (Bell, 1992, p. 172)
If development proceeds satisfactorily, secure relations with good
internal objects leads to integration, healing of splits and taking back
projections. 'The mother is then, so to speak, free to be involved with
a third object in a loving intercourse which, instead of being a threat,
becomes the foundation of a secure relation to internal and external
reality. The capacity to represent internally the loving intercourse
between the parents as whole objects results, through the ensuing
identifications, in the capacity for full genital maturity. For Klein,
the resolution of the Oedipus complex and the achievement of the
depressive position refer to the same phenomena viewed from different
perspectives' (ibid.). Ron Britton puts it very elegantly: 'the two
situations are inextricably intertwined in such a way that one cannot be
resolved without the other: we resolve the Oedipus complex by working
through the depressive position and the depressive position by working
through the Oedipus complex' (Britton, 1992, p. 35).
Isn't that neat and tidy - a sort of Rosetta Stone, providing a key to
translating between the Freudian and Kleinian conceptual schemes? In the
recent work of Kleinians this way of thinking has been applied to
broader issues, in particular, the ability to symbolise and learn from
experience. Integration of the depressive position - which we can now
see as resolution of the Oedipus complex - is the sine qua non of the
development of 'a capacity for symbol formation and rational thought'
(p. 37). Greater knowledge of the object 'includes awareness of its
continuity of existence in time and space and also therefore of the
other relationships of the object implied by that realization. The
Oedipus situation exemplifies that knowledge. Hence the depressive
position cannot be worked through without working through the Oedipus
complex and vice versa' (p. 39). Britton also sees 'the depressive
position and the Oedipus situation as never finished but as having top
be re-worked in each new life situation, at each stage of development,
and with each major addition to experience or knowledge' (p. 38).
This way of looking at the Oedipal situation also offers a way of
thinking of self-knowledge or insight: 'The primal family triangle
provides the child with two links connecting him separately with each
parent and confronts him with the link between them which excludes him.
Initially this parental link is conceived in primitive part-object terms
and in the modes of his own oral, anal and genital desires, and in terms
of his hatred expressed in oral, anal and genital terms. If the link
between the parents perceived in love and hate can be tolerated in the
child's mind, it provides him with a prototype for an object
relationship of a third kind in which he is a witness and not a
participant. A third position then comes into existence from which
object relationships can be observed. Given this, we can also envisage
being observed. This provides us with a capacity for seeing ourselves in
interaction with others and for entertaining another point of view
whilst retaining our own, for reflecting on ourselves whilst being
ourselves' (Britton, 1989, p. 87). I find this very helpful, indeed,
profound.
I had an odd experience while I was working out what I had to say about
this matter. I knew that an important source would be the Controversial
Discussions where Kleinians and Freudians debated, as I confidently
supposed, this very matter (King and Steiner, 1991). I had done research
in the compendious volume on these debates with respect to other topics,
in particular, phantasy and psychotic anxieties, which have huge index
entries - a whole page in one case and a half page in the other.
'Oedipus complex' has only a few lines. After reading all the relevant
passages, it took me the longest time to figure out this apparent
inconsistency. The answer is that they are not separate topics. That is,
the Kleinians were challenging the neat developmental scheme of
classical and neo-Freudians. They were drawing attention to the content
of early emotional processes, where Freudians tended to focus on
scientistic models and metapsychological presentations of their forms.
What I think was really novel and utterly breathtaking about what Klein
and her colleagues were reflecting upon was the primitive ferocity of
the content of unconscious phantasies and psychotic anxieties which, as
Hinshelwood puts it, lie 'beneath the classical Oedipus complex'
(Hinshelwood, 1991, p. 57).
This is particularly true of the combined parent figure and the
terrified phantasies - normal but psychotic anxieties - associated with
it (p. 60), as well as the child's feelings about his or her role and
situation - at risk, excluded, responsible. I experience a number of my
patients as in stasis because of inactivity in this space due to
depression, preoccupation or estrangement between the parents. (André
Green has written a moving paper on this: Green, 1986) They cannot get
on with life, because there is no living relationship in the lee of
which they can prosper. Sometimes they stay very still, lest the stasis
give way to something far worse.
I often feel that the controversialists in the Freud-Klein debates were
talking past one another - the Freudians about actual parents and
conscious feelings and the Kleinians about internal objects, part
objects and utterly primitive unconscious phantasies of a particularly
distressing and preverbal kind. The analogy occurs to me between the
truths Oedipus thought he was seeking and the deeper ones which
eventually emerged and which Steiner suggests were unconsciously known
all along. One of the main features of recent Kleinian developments in
this area is that the Oedipal situation is increasingly being seen as
concerned with the prerequisites of knowledge, containment and that
which is being contained. The focus changes to the riddle of the Sphinx
and the search for the truth of origins which represent the Oedipal
quest in its widest sense - that of the need to know at a deeper level:
epistemophilia.
I now want to turn to matters to which I promised to revert. There are a
number of points to be made. First, Klein's views on the Oedipal
situation and the Oedipus complex were developing in ways which
interacted with the development of other major concepts, in particular,
the depressive position, the paranoid-schizoid position and projective
identification. Something parallel happened with Freud's conscious,
preconscious and unconscious (deep categories of topography) and id, ego
and superego (important but not so deep categories of structure). Freud
never explicitly replaced his topographic metapsychology with the
structural one, nor did he make a clear distinction between the
super-ego and the ego ideal (Chasseguet-Smirgel, 1985a). Evolving
theories are not tidy.
Second, my signposts about background and foreground can now be applied
to the relationship between primitive processes, positions and emotions,
on the one hand, and developmental schemes, chronology, topography and
the structural hypothesis, on the other. Klein had no quarrel with the
background, but it was not her central concern. It was the depths of the
id and the unconscious which preoccupied her. People would hear her to
be speaking in unorthodox ways about structures, when she was burrowing
away at the core of a child's being. What was foreground for Klein was
the interplay of unconscious feelings; that was background for the
Freudians or they were silent about it, preferring to present things in
scientistic analogies of forces, energies, structures, adaptations, etc.
(See Rapaport, and Gill, 1959; Rapaport, 1967). Klein often chucks in
the whole caboodle: the phrase 'oral, anal and phallic' recurs
throughout her writings, as does 'mingle', as if she was making a salad
or immersing us in a bubbling cauldron or maelstrom rather than
referring to a chronological scheme.
In a very interesting paper in the International Journal of
Psycho-Analysis Ruth Stein took 'A New Look at the Theory of Melanie
Klein' (Stein, 1990). She argues that Klein's is fundamentally a theory
of affect in which the focus is 'shifted from Freud's cathectic
explanations to the concepts of objects and the feelings attached to
them' (p. 500). 'Positions' become more important than structures, and
these are 'built around different core feelings' (p. 504). There are
basically two psychological configurations, corresponding to the two
basic instincts. They 'differ fundamentally according to the capacity of
the individual to tolerate unpleasant or conflictual feelings’ (p. 505).
Psychic life is the regulation of feelings (p. 508). She concludes that
'Klein has no theory of the mental apparatus, and feelings are not
placed in any such frame' (p. 509). Anxiety and guilt are the inevitable
outcome of the coexistence of love and hate, and the Oedipal situation
generates them (p. 505).
What I find helpful about this point of view on Klein is that it - along
with my own distinction between background and foreground - helps me to
understand why I cannot find my way around using a map of the Freudian
structures with which I was educated in my original reading of
psychoanalysis in an American neo-Freudian context. Kleinian
explanations ring true for me. They did when I was an analysand and
continue to do so for me as a therapist and supervisor in individual
therapy, group therapy and group relations work. In fact, group
relations work was founded on the very point I am making here. Bion
said, in Experiences in Groups, that there is nothing wrong with Freud's
explanations in terms of id, ego and superego (which Freud insisted
explained all individual and social phenomena) except that they didn't
go deep enough and thereby missed out the 'ultimate sources' of group
behaviour, just as they did the behaviour of individuals (Bion, 1955,
pp. 475-76; 1961, pp. 187-90). What he pointed to as more basic was
psychotic anxieties, along with the paranoid-schizoid and depressive
positions and the emotions and basic assumptions which were derived from
them and sundered sensible work in groups (Young, 1994, chs. 5-7).
I have tried to do two things. First, I have sketched Kleinian views on
the Oedipus complex and how they differ from Freudian ones. Second, I
have offered a couple of ideas which may help us to understand why these
two ways of thinking about human nature seem so hard to bring into one
framework of ideas - why they are so hard to mesh. I think it is because
the fundamental determinants of human nature which are emphasised in the
respective frameworks are on different levels. For Klein what matters is
always the primitive processes and the task is never-ending. What
matters for Freudians is that 'Where id is, there ego shall be. It's
reclamation work, like draining the Zuider Zee' (Freud, 1933, p. 80).
Freudians believe that you can resolve the Oedipus complex. Kleinians
believe that you will be faced again and again with the Oedipal
situation, more like Sisyphus that Promethius.
In passing I should mention that the Kleinian position in this matter is
difficult, if not impossible, to square with recent arguments on behalf
of ‘plastic sexuality’, whereby gays, lesbians and bi-sexuals claim that
one can refuse the Oedipal path and choose another developmental
trajectory. I have considered this debate elsewhere (Young, 1993). I
only want to mention here that the Kleinian view makes the Oedipal
confuguration something one cannot evade and be a throughtful, creative
person.
A closing note on Sophocles. When I read of Jocasta's last agony, an old
joke I’d recalled about Oedipus was suddenly not so funny: 'There she
bewailed the twice confounded issue of her wifehood - husband begotten
of husband, child of child' (Sophocles, p. 60). And 'worse was yet to
see' (p. 61) when Oedipus found her, cut her body down and blinded
himself with her golden brooches. I remembered that we are here in the
realm of actual and phantasied violence, child abuse and incest,
sometimes nominally consenting, usually coerced, leaving deep scars. The
failures to negotiate this complex are myriad in the present and
throughout history. I think Kleinian psychoanalysis has shown that it is
a never-ending battle, as we move back and forth - sometimes moment by
moment and surely at every challenge point in life - between
fragmentation and integration, blaming and reparation, hate and love.
We can make a choice of levels. The first is the Yiddisha momma who
brings her son to the psychologist, who examines the boy and calls the
mother in to announce gravely that he has an Oedipus complex, to which
she replies, as I'm sure most of you will recall, 'Oedipus, Schmeedipus,
as long as he loves his mother'.
The historic Mrs. Oedipus, the queen Jocasta, was equally keen to avoid
deeper truths:
'Fear? What has a man to do with fear?
Chance rules our lives, and the future is all unknown.
Best live as best we may, from day to day.
Nor need this mother-marrying frighten you;
Many a man has dreamt as much. Such things
Must be forgotten, if life is to be endured' (Sophocles, p. 52).
Sophocles offers another punch line, one which evokes the tragedy in
every life, where, as Teiresias put it (p. 36), each is the enemy of
himself, as well as detective and criminal:
'Sons and daughters of Thebes, behold: this was Oedipus,
Greatest of men; he held the key to the deepest mysteries;
Was envied by all his fellow-men for his great prosperity;
Behold, what a full tide of misfortune swept over his head.
Then learn that mortal man must always look to his ending,
And none can be called happy until that day when he carries
His happiness to the grave' (Sophocles, p. 68).
This is the revised text of a talk given to the Guild of
Psychotherapists at a study day on ‘The Oedipus Complex’ in February
1993 at a meeting of a group of psychotherapists in Brighton in October
1993. It will be published in Melanie Klein and Object Relations.
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Reprinted from Melanie Klein and Object Relations , 12 (no. 2):1-20,
1994.
Address for correspondence: 26 Freegrove Road, London N7 9RQ.
email: robert@rmy1.demon.co.uk
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