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Gregory Bateson came from a distinguished line of English academics. His father, William, was one of the founders of modern genetics. His paternal grandfather, William Henry Bateson, had been the Master of St. John's, the Cambridge college in which Gregory matriculated, receiving his bachelor's degree (in natural sciences) in 1925 and his master's (in anthropology) in 1930 after a brief study under A. C. Haddon and field research in New Britain and New Guinea.
Little came from his first fieldwork among the Baining and Sulka people of New Britain, but the classicNaven(1936, 2nd ed. 1965) was the result of his work among the Iatmul, which began in 1929 and continued into the 1930s. His reputation in anthropology still rests to a considerable degree on this first book. Later, in the 1930s, he collaborated in field research in Bali with Margaret Mead, reported inBalinese Character(1942). In the 1940s and 1950s he brought his ethnographic method to bear on schizophrenia and other psychiatric phenomena (notably, disturbed communication within families) to considerable theoretical effect, and
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Bateson never held a regular position in an academic department of anthropology. He was a fellow at St. Johns, Cambridge University, from 1931 until 1937, but spent a good deal of that period in New Guinea and the United States. He entered the United States as a permanent resident in 1940, and served in Asia in the O. S. S. during World War II. In the late 1940s, he held visiting appointments at the New School for Social Research and Harvard; later he held visiting appointments at Stanford, the University of Hawaii, and the University of California, Santa Cruz. His regular employment during much of his career was in medical institutions and laboratories for the study of animal behavior. Moreover, with the possible exception of a time during the late 1930s and 1940s, when concern with the relationship of culture to character and personality was more general than it has been since, he never stood near the center of contemporary anthropological interests. Although a general anthropological audience came to appreciateNavenin the late 1950s and the 1960s (25 years after its original publication), and althoughSteps to an Ecology of Mindmade many of his essays published in obscure journals available to anthropologists and revealed to some readers new anthropological and intellectual horizons, he remained a deeply puzzling figure to a good many of his colleagues until the end of his life. His style, his concerns, his method, and his moral position all served to polarize his intellectual audience and, to a large degree, to make the enthusiasts and the skeptical puzzled about each other's responses. We wish to consider here some of the roots of the puzzlement.
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Then there was the way in which the vision was presented, especially his style of oral presentation. This style worked compellingly for some, but it irritated and confused others. One of us last saw him giving a farewell lecture, or more properly presiding over a happening, at a series gloomily entitled "Famous Last Words" at the Institute of Contemporary Arts in London, as part of a series that was to include the supercharismatic likes of Mother Theresa and the Dalai Lama. The intense and distinguished audience (a generally receptive group, in contrast to the annoyance Bateson stirred up in some English reviewers and cultural guardians, who were given to such remarks as that he wrote "from the intellectual lotus land of California, where eclectic theories and mystical philosophizing lie thick as Los Angeles smog. . . ." [Times Literary Supplement, Nov. 21, 1980, p. 1314,Review of Mind and Nature]) heard and watched a typical Batesonian performance. Hair and suit rumpled as always, sprawling into and over a chair which could not properly contain his six-foot-five-inch body, a mysterious smile on his face, he started somewhere in the middle of things and proceeded to ponder out loud in front of the audience. As always, he resisted preexisting structures (David Lipset has shown how this was a central theme in Bateson's career), in this case a prepared lecture or even notes for a lecture. As always, he put himself at risk in front of an audience in a procedure that, as those who attended various of his public performances will remember, sometimes failed as didactic lectures.
But at another level, as he would have characteristically put it, he risked nothing at all, for at this level he was illustrating something rather than talking about it. He was not being a lecturer, presenting material, but an exemplar, representing it. He was performing a "metalogue," a communication whose form is meant to illustrate its content. What he was trying to illustrate, as always, was that authentic, minimally erroneous communication and thought is responsive to the moment, to the condition of the presenter, the state of his understanding of his problem, and his sense of the audience. This involved considerable risk, and required some sense of trust, usually amply justified, in his listeners. But it was not for everyone.
This public stance was no different from the way he related to others in dyads and small groups, although in these situations he had clearer "feedback" to work with. Those who were susceptible to encounter with Bateson experienced an intense moment-to-moment collaboration involving an unusual sense of augmentation of intelligence. As Margaret Mead put it:
The peculiar quality of Gregory Bateson's mind in the way in which he distills ideas from interaction with other people, which they in turn can distill again, is hard to describe. It is closely related to the ideas themselves, for his most exciting ideas, schismogenesis, the double-bind, and the relationship of purposeful human behavior to linear systems have all been about relationships between individuals or groups of individuals, elaborated and stylized by experience or culture. [Brockman 1977:171]
Bateson collaborated in this way not only with Mead, but also with John von Neumann, Warren McCullock, Claude Shannon, Norbert Weiner, and others in the development of cybernetic theory; with Jurgen Ruesch on psychosocial communication theory; with Don Jackson, Jay Haley, and John Weakland and others on theories of schizophrenia and family pathology; and with a large network of colleagues in the social sciences, psychiatry, ethology, ecology, evolutionary theory, and family therapy on the cluster of interrelated problems he addressed in the course of his life's work. Such intense collaboration makes it difficult to evaluate fully Bateson's individual contribution to the groups, and to the various sets of problems he addressed. He would, in large part, have assessed the question of his "individual contribution" as itself an error of some sort, since it claims that it is a member of the group, not the group itself, which is doing the important thinking. (The proceedings of one of these groups, a Wenner-Gren conference on "The Effects of Conscious Purpose on Human Adaptation," is reported in illuminating detail in Mary Catherine Bateson'sOur Own Metaphor[1972]). But those who have collaborated with him can attest that his contributions were central and seminal.
Bateson was fond of saying, in one of his analogies from one kind of system to another, that the mind is an ecological system and that introduced ideas, like introduced seeds, can only take root and flourish according to the nature of the system receiving them. He repeated his messages innumerable times to innumerable audiences, the redundancy being, he felt, necessary if what he had to say was to be truly heard. But he abhorred competitive struggle in the introduction of ideas, believing that it inevitably resulted in complicated forms of resistance and distortion.
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The points made are wise and, to me, generally unexceptionable. That they're thrown out by Bateson without being rooted in the philosophical and epistemological debate that has raged around them for the past decade may be seen either as the irritating intellectual sloppiness of an autodidact or as the grandeur of a profound mind summarizing a lifetime of experience.
The bookish reviewer is irritated, and leans to the first choice.
Bateson belonged to no academic discipline. In his formation and career he was an "original," an "autodidact." His knowledge and sense of problem were formed in an exceedingly rich early intellectual milieu, by his lifelong informal intellectual network (which included a good sample of the century's better thinkers), by a genius for close observation of what fascinated him (essentially the structures and processes of the reality created through communication), and perhaps by some painful alienation from the ordinary. Although highly cultured in his understanding of European tradition, he was no scholar of contemporary documents in the social sciences. His favorite references are to William Blake, Samuel Butler, Larmarck, Alfred Wallace, Darwin, C. H. Waddington, R. G. Collingwood, Whitehead, Russell, the Bible, St. Augustine, Von Neumann, Norbert Wiener, and Lewis Carroll.
In part, his idiosyncratic path was a result of his institutional isolation. But he was not essentially a scholar, a critic of other's writings, so much as a natural scientist, for whom "nature was his book" is no banal characterization. He used anything that he could learn from others, integrated into his own vision (for he was polar opposite of an eclectic) to read that book.
Bateson's formal training under A. C. Haddon, whom he met late in his undergraduate career, was by present standards brief and sketchy. And although he wished to escape from zoology because his interest in it was "purely intellectual and not heartfelt" (as he wrote his parents in 1925), his anthropological concerns were rooted in the natural biological sciences, not only as a result of his undergraduate training but from the intense informal education he got during his childhood and adolescence from his father and his father's circle. His father's interest in biological morphology (particularly questions of symmetry and asymmetry) and its generation, maintenance, and disruption was shared by the son and, enlarged to include the morphology of behavior, constituted a leitmotiv of his life's work from his concept of processes of schismogenesis in Iatmul culture (Naven1936, 1965) to the concerns of the book,Mind and Nature, which appeared a year before he died.
His interest in behavioral morphology, which for him involved structures of meaning and communication, led him from his early career to be distrustful of simple reductionistic models of cause and effect, which seemed to leave out too much and to distort understanding. He felt that explanations (and thought in general) that were not of the proper complexity in relation to the events he was trying to describe, were not only false in ways that he tried to specify, but were dangerous in that they led to destructive action. Bateson felt deeply that ways of understanding the phenomena of the world of communication necessarily have active moral consequences. We will return to this.
Someone has said that all thinkers (seen, of course, from the opposite camp) are either simpleminded or muddleheaded. For the simpleminded, Bateson with his subtle and complex models was a prince of the muddleheaded. In fact, this is the blindness of the two camps. Bateson's essays in understanding (including his criticism of the limits and implications of less adequate models) set standards, we believe, of logical coherence unexcelled by anyone writing in the social sciences today. Each of his essays assumes understanding of much that he has written before; but when they are understood in their entirety, a clear, integrated, and powerful vision emerges.
However, the interrelated web of his ideas, as well as his special point of view, makes it difficult to understand fully many of his essays in isolation (and this is true all the more of isolated phrases) until the point of view and general outlines of his system of ideas are grasped. A sentence such as "the transform of a difference travelling in a circuit is the elementary idea" (1972:549) or the significance of the "double bind" theory of schizophrenia requires some fairly elaborate contextual placement.
We believe that the kind of system and the way of thinking that Bateson worked toward provide intellectual tools that are much closer to contemporary ideas of how phenomena are organized than the received assumptions that he worked to modify. His seminal power lies in the articulation of his insights and in his pointing out and illuminating the kinds of problems and paradoxes that are the residuals of worn out paradigms. The sketchy selection of issues and approaches to which we are limited in this short appreciation are necessarily inadequate, and we must refer readers back to his writings for clarification and perspective.
Bateson was interested in something beyond ethnography and the description of either "raw data" or of data related to "middle-range analytic problems" such as, say, the organization of kinship systems. Terence Turner (1980), in a review ofMind and Nature, has observed that some readers and listeners tended to dismiss Bateson's work because he tended to move from general principles of the highest order of abstraction directly to (and from) examples, which he connected by metaphor or analogy, without seeming to come to grips with middle-range analytic problems.
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Many investigators, especially in the behavioral sciences, seem to believe that scientific advance is predominantly inductive, and should be. . . . They believe that progress is made by the study of the "raw" data, leading to new heuristic concepts. The heuristic concepts are then to be regarded as "working hypotheses" and tested against more data. Gradually, it is hoped, the heuristic concepts will be corrected and improved until at last they are worthy of a place in the list of fundamentals. About fifty years of work in which thousands of clever men have had their share have, in fact, produced a rich crop of several hundred heuristic concepts, but, alas, scarcely a single principle worthy of a place in the list of fundamentals. [1972:xix]