On Middle School and Attachment Theory
Nov 10, 2004
The Legacy of Fairbairn and Sutherland: Psychotherapeutic Applications, ed. by Jill Scharff and David Scharff, Routledge, 2005
An Introduction to Object Relations, by Lavinia Gomez, FA, 1997 p54-176.
(1) Ronald Fairbairn: The Dynamic Structure of the Self
Life:
Born in Edinburgh, Scotland, 1889 … remained in Edinburgh to study philosophy, going on to study theology and Hellenic studies in London, Manchester and abroad till WWI … studied medicine 1919 … did not have access to a training analyst, supervision or formal training … in analysis for 2 years with Ernest Connell, an Edinburgh psychiatrist who had been psychoanalysed by Jones … by 1925 seeing his own patients for analysis … despite several attempts to move to London, he remained in Edinburgh for the rest of his life … married 1926 (37 y/o) … most active and original work done in 1930s & 1940s
We get a picture of Fairbairn as isolated and with little support, the butt of hostility and ridicule, which no doubt increased his tendency to turn inwards rather than outwards. It is not surprising that in 1934, when his personal and work circumstances were at a very low ebb, he developed the same neurotic symptom from which his father had suffered: an inhibition which increased to an inability to urinate when others were nearby.
… first wife Mary More Gordon died in 1952 … began to suffer increasing ill-health (several near-fatal bouts of influenza and developed parkinson’s disease) … Guntrip was in analysis with Fairbairn during 1950s … married his secretary Marian Mackintosh in 1959 … It is touching to learn that despite his poor health and his difficulties with traveling, he made the journey to London for Melanie Klein’s funeral in 1960. … died 1964
Theory:
1. Overview
… thorough and critical reading of Freud … his training in philosophy enabled him to pick out of the assumptions and structures underlying Freudian theory … concluded that the scientific foundations on which Freud’s work rested were out of date … the distinction between matter and energy, structure and instinct, should be abandoned … the person is structured energy, or dynamic structure …saw the person as the libidinal ‘I’ with the overarching aim of relating to another ‘I’. … libido, or the person in her libidinal capacity, is primarily not pleasure-seeking but object-seeking … our most basic anxiety, therefore, is separation anxiety … saw aggression as a reactive rather than a fundamental phenomenon, arising when libidinal contact is blocked or frustrated …the id is redundant in Fairbiarn’s structure too …
2. The Schizoid Position
… at birth, our hypothetical beginning, we are whole and undivided, through the traumas and stresses of post-natal life our primary unity is broken along predictable lines, and we become divided within ourselves and against ourselves. … He termed this primary division the schizoid position … He is suggesting not that we are all schizoid personalities but that we are all split and conflicted, and that these inner splits and conflicts structure the self. … What is the nature of the primary trauma leading to this internal rupture? …if the baby is not convinced that her object loves her for herself, and if the baby is not convinced that her object accepts her love as love …
ideal object --- central ego
exciting object --- libidinal ego
rejecting object --- anti-libidinal ego (internal saboteur)(anti-wanting I)
Fig 3.5 (p64)
By taking the burden of badness within, we can continue to see the needed external person as good enough, and can therefore continue trusting them and relating to them. We maintain an outward sense of security at the price of inward insecurity and conflict. Fiarbairn calls this relocation of badness the ‘moral defence’ …
3. The Schizoid State
The hallmark of the extreme schizoid position, the schizoid state, is a sense of emptiness, deadness and futility. … Fairbairn suggests that all psychotic and neurotic states relate to these two basic human positions. People usually tend more towards one than the other, depending on whether their greatest problems arose in the primitive experience of need, leading to the schizoid position, or the later experience of hating the person they needed, leading to the depressive position.
4. Emotional Development
Infantile dependence --- transitional stage --- mature dependence
Infantile dependence … a libidinal (wanting) connection based on primary identification … the baby experiences the other more as an aspect of herself than as another person … perceives little difference between self and other … (mature dependence, by contrast, is a libidinal connection based on the recognition of the other person’s separateness; mature attachment means wishing to give as well as take) …
Transitional stage and transitional techniques … the transitional stage is thus a process of emotional separation between self and other …the transitional techniques are not the result of fixation, but different methods which we use in the struggle to move from infantile to mature dependence … Fairbiarn places the neuroses in the transitional stage, suggesting that they are based on paranoid, phobic, obsessional or hysterical techniques. … Neuroses represents both the achievement of going beyond infantile dependence and the failure to reach mature dependence. … All of us who have moved beyond gross infantile dependence will tend to favour one or more of the transitional techniques and distort our perceptions accordingly.
Fairbairn did not examine the process of moving from the transitional stage of relating to that of mature dependence.
*He sees that intense, painful, crisis-ridden Oedipus Complex of Freudian theory as the outcome of earlier deprivation and inner splitting. Where relationships have been more fulfilling, the Oedipal stage is less difficult and less important.
5. Therapy
Prior to Fairbairn’s influence, psychoanalysts believed that technique was what made psychoanalysis effective. … He believed the single most important factor in helping the patient to change was the real relationship --- not the transference relationship --- with the analyst. …He offered the option for patients to sit in a chair, half-facing himself; he put himself, however, behind a large desk. … His empathy seems to have been greater than his ability to communicate it … He believed the greatest resistance to change lay in the patient’s loyalty to her internal objects. … Fairbairn’s psychotherapeutic aim is to help the patient to give up her closed system of internal ego/object structures and come to rely instead on undistorted relationships with real people.
6. Commentary
He was not interested in creating a large body of written work and must have reworked each paper painstakingly until he was satisfied with it. … many of his papers remained unpublished until 1994 … retiring personality …
(2) Donald Winnicott: The Emerging Self
It is a paradox that the accessibility which is such an attractive feature of his writing is limited to his professional style. His personal life has tended o be presented in an idealized fashion by himself, his widow Clare Winnicott and other advocates of his work. It is therefore difficult to make an appraisal of his personal life and its relationship with his work.
Life:
Born in Plymouth, England 1896 … surrounded mainly by women … decided he was “too nice” at age 9 …sent to boarding school at 13 by his father because he said “drat” …married Alice Taylor in 1922 at age 27 … first marriage (childless) seldom mentioned … a disturbed and difficult 9 y/o boy who lived with them for 3 months during the war and Winnicott hoped to treat, “… it was really a whole-time job for the two of us together, and when I was out the worst episodes took place” …this boy was not the only patient to be taken into their home. Another regressed and needy schizoid patient “Susan”. Winnicott had in fact asked Marion Milner to work with Susan and paid for her treatment, and Susan lived with the Winnicotts for 6 years. … Winnicott clearly saw himself as a carer, and in other cases too he seems to have become highly involved and perhaps entangled with some of his regressed patients …Perhaps they also had the need for a vulnerable other into whom they could project their own feelings of dependency, creating a buffer between them in the process. …eventually separated with Alice in 1949 … maintained contact with Alice even after he remarried 2 years later to Clare Britton … sank into a depressed state and suffered his first of his coronaries when his first marriage ended … first personal analysis with James Strachey for 10 yrs, paid his bills late … second analysis with Joan Riviere for 5 years … thus had early and full experience of both Freudian and Kleinian psychoanalysis … held a clinic at Paddington Green Children’s Hospital in London for over 40 years, also worked at The Queen Elizabeth Hospital for Children in the East End of London … seen over sixty thousand cases in his working life …commonly described as playful, spontaneous, sparkling and deeply empathic, yet some people saw him as a loner, for all his apparent sociability …died peacefully in 1971
Winnicott distinguished between management and treatment in his psychoanalytic work with borderline patients, whom he considered were often unable to benefit from the therapeutic distance suitable for the less disturbed. His view of regression as a therapeutic opportunity rather than a defence led him to experiment with different ways of facilitating psychic growth in highly dependent patients who had regressed to early stages of development. His responses to such patients included open-ended sessions of sometimes several hours in length, physical holding, sessions on demand and support outside sessions. These experiments have been welcomed as bringing a new humanity to psychoanalysis, but Winnicott has also been criticized for holding an arrogant attitude of omnipotence and failing to learn from previous similar experiments which had mostly turned out badly.
Again, the truth is likely to be complex rather than simple. Many of Winnicott’s patients must have benefited from his genuine care and concern, and his efforts to meet even the extreme needs of his patients in an imaginative and flexible way are impressive. Other patients, however, must have suffered from his keenness to provide all the care himself. This led to propose irregular treatment with him rather than referring patients to colleagues who could have offered them more consistency.
Theory:
1. Overview
… first and foremost a clinician, and unlike Fairbairn, “more revolutionary in practice than in theory” (Guntrip, 1975) … focuses on paradox, transition and ambiguilty … charts the emergency and vicissitudes of the self in early development, in disturbance, in delinquency and in psychosis … his arena is the borderline between inner and outer, self and other, the subjective and the objective …In his optimistic fashion, he made a plea for Klein’s depressive position to be renamed “the stage of concern”. Unusually for a psychoanalyst, he saw human beings as on the whole healthy. …
2. Privation and Psychosis
… described psychosis as an “environmental deficiency disease” … He termed this deficiency “privation”: the absence of factors which were needed for the child to develop and mature in a straightforward way. … What is the nature of the relationship between the infant and mother before the infant is aware of anyone separate to relate to? … the baby as a person who is perpetually “on the brink of unthinkable anxiety” … the threat or actuality of falling into an unbearable state called “annihilation” … the primitive agonies of going to pieces, falling forever, having no relation to the body, having no orientation in the world and complete isolation with no means of communication … These are horrors which surface in later life as psychotic or borderline-state anxieties in which one’s very being seems threatened … 3 ways in which the mother protects her baby from these experiences: holding / handling / object presenting …
Holding is both physical and emotional … her protective holding is expressed through the way she carries, moves, feeds, speaks to and responds to her baby, and in her understanding of his needs and experience … the baby is able to remain in a state of “unintegration”, a relaxed and undefended openness in which his different experiences can join together in an unbroken stream. … mother’s holding enables the baby’s “true self”, the spontaneous experience of being, to develop coherence and continuity …
… the second aspect of this early, pre-differentiated relationship arises from the mother’s handling … her sensitive touch and responsive care of the baby’s body …
Object-presenting … the third aspect of mothering … the way in which the mother brings the outside world to the baby … Winnicott often describes object-presenting in terms of feeding … The sensitive mother allows the baby to actively find and feed from the breast or bottle, rather than thrusting the nipple in his mouth before he knows it is there or keeping him waiting for longer than he can manage … the baby feels as though he is actually creating the world … he seems to be living in a world of “subjective objects”, at once part of him and yet novel, which are under his magical control … the mother helps him build a primitive conviction of omnipotence and “dual unity” which is an essential prelude to disillusion … at it worst, failure in the area of object-presenting results in the conviction that people are not only separate, but isolated. This is the primitive agony of not being able to communicate because there seems to be no way of connecting with anyone, even oneself. … a sense of distrust, futility and loneliness … If there seems to be little point in trying to relate to others, the person may elevate self-sufficiency from a necessity to an ideal …
Privation of attuned holding, handling or object-presenting will not feel like an external failure to the baby who has not yet become aware of separateness. Rather, he will be overwhelmed by stimuli from internal or external sources which he cannot manage, at an intensity that breaks up his peaceful state of simply being. Winnicott termed these traumatic experiences “impingements”, fractures in the wholeness of being which the baby has no option but to accommodate. …
Winnicott was acutely sensitive to the hazards of this early stage of life and the kind of suffering that arose from it. This made him highly empathic to his psychotic and borderline child and adult patients, whom he thought of in terms of the baby at the stage of absolute dependence. … under the threat of psychotic anxieties (the primitive agonies), we do not need the analysis of our problems, but rather the kind of sensitive, involved and unsentimental care that the “good-enough” mother gives naturally to her young baby … If both therapist and patient can tolerate this regression to early dependence, the patient can perhaps be helped to repair some of the gaps and fragmentation in his being through experiencing more empathic care. A distant professionalism feels false and evasive: only a real person will do. …
3. Transitional Phenomena
… perhaps his most widely known idea … belongs to the border between the child’s early fusion with mother and his dawning realization of separateness, in the area of transition between absolute and relative dependency … in this transitional zone, the baby finds he can use particular object, sound, ritual or other happening as a way of managing his fears of being separate or alone …is the emblem of the child’s internal unity with a giving, accepting, nurturing mother … is the outward sign of the early blissful fusion between mother and child … the separateness of the transitional object signified the limits of the child’s omnipotence: the rag or blanket is real rather than imaginary … through his transitional object, the child creates a resting place between the comforting illusion of oneness and the separateness that he can no longer deny … it both stand for is not the mother … it is the beginning of symbol-making, of fantasy, play and thought … “from four to six to eight to twelve months” …
Winnicott outlines the transitional object’s essential features. It must belong to the child, and the child must be able to treat it as he likes; but at the same time, it must not be so malleable that the child feels he has magical control over it. The child’s relationship with the object may range from identification to love and hate, and the object must survive the rough treatment of primitive relating. It must seem to have a substance and a life of its own to contribute to the relationship, whether through sound, texture, movement or warmth. It must therefore be an external object or phenomenon --- a blanket, toy, the sound of a musical box, shifting patterns on a rug --- yet it cannot by copied or replaced. It carried its symbolic power only through the meaning with which the child infuses it. … Gradually, the child ceases to need a concrete embodiment of the transitional state as he becomes able to take both connectedness and autonomy for granted. … The transitional object is not consciously given up, lost or mourned, but is slowly relegated to the margins, dropped behind a bed or left in a cupboard. … The world now offers the child opportunities for broader transitional experience. … even as adults we retain “special” objects … the therapeutic setting as supremely transitional … the therapist offers himself and the therapeutic space explicitly for transitional experience … without play, there can be no therapy; when the patient is enabled to play, growth and development naturally follow …
4. Deprivation and Delinquency
The child who has not experienced stable and continuous care will thus have far greater difficulty in building a coherent sense of self and integrating the different aspects of relating and relationship. He will have had neither the necessity nor the opportunity to realize the effects of both his anger and his love on the same person, and will not therefore appreciate their different nor bring them together to develop an attitude of concern. He will not feel a part of the family, group or society around him, and will not feel the obligation towards others that arises from this sense of belonging. …
… specific failure in relationship at the stage when the child is able to perceive his own separateness leads to a fault or gap in the development of the capacity for concern. Winnicott terms this failure “deprivation”, as opposed to “privation”. It leads to an “anti-social tendency”, arising in the stage of relative rather than absolute dependency. … the anti-social act or tendency emerges when the child becomes hopeful of a positive response from the world once more … his hope leads him to protest against his deprivation and try to put matters right. He may seek unconsciously to take back what has been “stolen” from him in some form of stealing. He is reclaiming his right to take unreservedly from the other, as he did in the unconstrained good relationship he had before its traumatic break, and he is demanding that the other acknowledges his loss and makes amends in symbolic form as part of the re-establishment of a relationship of trust. … may also expressed through destructiveness … the destructive act expresses not only anger but also a plea for strong parenting from an adult who can contain and control the child without hate or vengeance …
… a different matter when the child or adult has become anti-social as a way of life … management should be differentiated from treatment in the area of delinquency and criminality …
5. Commentary
… he brought an imaginative and creative optimism to the oppressive and pathologised Kleinian scenario … He did not revise the theoretical structures of Freud or the conceptual developments of Klein, but he used their work as a background for a new emphasis on the role of the environment in emotional development. … Greenbergand Mitchell suggest that Winnicott’s unwillingness to oppose Freud and Klein results in muddled theoretical premises … his detractors point to the lack of rigour in his theoretical structure, suggesting that this was paralleled by an overly indulgent attitude to patients … neglects to go through the literature or acknowledge his sources … “It is no use, Masud, asking me to read anything! If it bores me I shall fall asleep in the middle of the first page, and if it interests me I will start rewriting it by the end of that page.” … particularly anxious about reading the work of Ferenczi … he might lack confidence in himself as a thinker …” Not brilliant, but will do” … a way of reading him: in a Winnicott-Klein conjunction …
(3) Michael Balint: The Harmonious Interpenetrating Mix-Up
His contribution to psychoanalysis is seldom fully acknowledged. … the only one of the early Object Relations pioneers who has not yet been the main subject of a biographical and theoretical study. …
Life:
Born 1896 … little is publicly known about Balint’s family life … he studied medicine, he half-joked later, to please his general practitioner father … first wife Alice Szekely-Kovacs … moved to Berlin 1919 …Balint was one of the few analysts to express sympathy for Klein’s plight … found their analyst Hanns Sachs dogmatic and domineering, and returned to Budapest to train with Ferenczi … moved to Britain 1939 with their son John … Jones arranged for the Balints to live in Manchester … criticized Jones’ sneering portrayal of Ferenczi … Alice died of a ruptured aneurysm a few months after their arrival at Britain … his parents committed suicide 1945 on the point of being arrested by the Nazis … second marriage 1944 lasted only a short time … at the Tavistock Clinic 1948-1961, developing work with grups and couples and a form of brief therapy … here met his 3rd wife, End Eichholz (who had founded the Family Discussion Bureau, later the Institute of Marital Studies) … idyllic relationships with Alice and Enid … together they developed “Balint groups” … independent rather than partisan, seems to have had mixed relations with his colleagues … closest friend and colleague, after Enid, was John Rickman … died 1970 … Enid died 1994 … his relative marginalization probably stems from his cross-professional work, his anti-partisan stance and his association with the neglected and unfortunate Ferenczi …
Theory:
… Balint brought the Hungarian tradition to Britain and Object Relations … deeply influenced by Ferenczi … Ferenczi broke new ground in his work with those patients whom Freud deemed too narcissistic for psychoanalytic treatment. Ferenczi believed that they were traumatized through a lack of love rather than innate instinctual conflict, proposing an object relations hypothesis startlingly early. He spent his professional life following up the implications for practice of this reorientation. … Like Ferenczi, Balint’s main focus was the effect of theory on practice rather than the creation of a new theoretical structure … similar to Winnicott, he thinks that in their instinctual lives human beings are both pleasure-oriented and object-seeking …
1. The Harmonious Interpenetrating Mix-Up
… Freud suggested both that object relationship is primary and leads on to narcissism, and elsewhere that narcissism or auto-erotism are primary and lead to later object relationship. The unfinished “Outline of Psychoanalysis” (Freud, 1938) holds that primary narcissism precedes object relationship. This became the “official version”, and Freud’s earlier ponderings were forgotten. … Balint coined the terms “primary love”, “primary object relationship” and finally “harmonious interpenetrating mix-up” in his attempts to articulate this first form of relatedness … likens it to the fish’s relation with water, or our own with air … in this state the other is experienced neither as the self nor as a distinct object but as matter, a word which he points out has the same root as “mother” …
2. The Development of Object Relationship
… object relationship as an attempt to re-create the archaic harmonious mix-up, replaced after birth with a dual track of self-attachment and object-attachment …
3. Ocnophils and Philobats
In the ocnophilic reaction, we identify the substance of objects as safe and the space between them as threatening; we try to re-find harmony through attaching ourselves to the solid objects which we equate with primary matter. … Bowlby’s attachment theory is a study of the ocnophilic tendency … The philobat, by contrast, finds enclosure claustrophobic. It is the expanse between objects that feels safe and trustable, while solid objects appear treacherous. … the philobatic mode as coming together at a later stage than the ocnophilic …
4. Three-body, Two-body and One-body Modes
The major difficulty for therapist and patient working together arsies from the breakdown of the three-body, or Oedipal level of functioning. This is the level on which the smooth running of everyday life depends … The two-body mode is more primitive. There is little space for anything apart from the self and the other … all kinds of misapprehensions can then occur … symbolization is not possible …
There is also a one-term mode of being which, intriguingly, arises from rather than preceding the basic two-term harmonious mix-up … the “area of creation” …
5. The Basic Fault
… a metaphor for a geological fault, a fissure embedded beneath the surface of a continuous structure. Even if the superficial layers appear intact, it is a weak point which particular stresses may expose as an obscure sense of disconnectedness or outbursts of desperate anxiety and primitive defences … a residue of trauma at the two-term stage … the catastrophe happened before the establishment of the sense of self and other as distinct entities … People express their “basic fault” in terms of damage at the ground of their being: “I’m not a proper person”, “I’m only half a person”, “The thing that ‘s wrong with me.” …
6. Malignant and Benign Regression
…benign regression where a gently harmonious relationship leads to new beginning, and malignant regression where a spiral of demand sets in … Malignant regression is a frustrating and destructive process which most people in the helping professions will recognize. It arises from an extreme ocnophilic or hysterical reaction to anxiety and need. It may develop, Balint suggests, through the therapist feeling that his normal working frame is too rigid and depriving for his acutely dependent and hysterically-inclined patient to bear. He may offer or agree to longer or more frequent sessions, contact between sessions, gifts, reassurance or touch. At first, these extras seem to help and the patient becomes calmer, which encourages the therapist to continue. Shortly, however, the demands increase, and an addiction-like spiral develops with both patient and therapist feeling that neither the patient nor the therapeutic relationship can survive without her increasingly disruptive demands being met. In this truly malignant escalation, the patient’s frightened search for a powerfully gratifying figure to latch on to combines with the therapist’s potential for grandiosity. … few professionals speak openly about their ordeals with such patients …
It would be interesting to research how frequently malignant regression, a creation of both therapist and patient, is a factor in the culmination omnipotence of sexual activity with a patient or client, where responsibility lies with the therapist.
Malignant regression of the kind Balint describes arises from a hysterical defence against emotional contact; the schizoid’s frozen avoidance of relation, equally malignant, is the converse regressed mode.
… the implications of any change of frame are complex … humility is the main quality which helps practitioners avoid setting up a malignant spiral, through guarding against an easy falling-in with patient’s assumptions of their powerfulness. The humble therapist will be more able to resist the responsibility for “curing” the patient, whose experience will be seen as her own rather than something the therapist should give. He will put himself across as simply another person, without ultimate answers or solutions, who is willing to be alongside the client or patient without needing gratitude, attention or accommodation. Then tangles have a better chance of untangling, and being vulnerable does not mean losing autonomy. The patient can come to accept, perhaps with regret, that the therapist can never be more than a therapist to her. Like the child in the Oedipal dram, she becomes free to want only what is possible with him, turning to other people for fuller life with them. …