THE ORIGINS OF ATTACHMENT THEORY: JOHN BOWLBY AND MARY AINSWORTH
作者: INGE BRETHERTON / 36121次阅读 时间: 2011年4月24日
来源: Developmental Psychology (1992), 28, 759-775. 标签: Ainsworth AINSWORTH attachment Attachment ATTACHMENT Bowlby BOWLBY
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7S6AXOJ9wV1D0Reference: Developmental Psychology (1992), 28, 759-775.
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THE ORIGINS OF ATTACHMENT THEORY:心理学空间#Z1IvU`P
JOHN BOWLBY AND MARY AINSWORTH心理学空间k`3V+n gX W|

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~q&D5\w#vdA1FS0Attachment theory is the joint work of John Bowlby and Mary Ainsworth (Ainsworth &
:lp*B%sy?/N+^0Bowlby, 1991 ). Drawing on concepts from ethology, cybernetics, information processing,心理学空间A;na a3] Z'cN+WF
developmental psychology, and psychoanalysts, John Bowlby formulated the basic tenets of心理学空间v#Lg.J+ph*D$G HR1U
the theory. He thereby revolutionized our thinking about a child’s tie to the mother and its
|:Fa J(X hKqg0disruption through separation, deprivation, and bereavement. Mary Ainsworth’s innovative
2l-fd@,v]i2t&`0methodology not only made it possible to test some of Bowlby’s ideas empirically hut also心理学空间`} |1oK \1B
helped expand the theory itself and is responsible for some of the new directions it is now
,L'b1C6^0e?h0taking. Ainsworth contributed the concept of the attachment figure as a secure base from
o{#[1|r,te)Y0which an infant can explore the world. In addition, she formulated the concept of maternal心理学空间e;j}$B0kB
sensitivity to infant signals and its role in the development of infant-mother attachment心理学空间RL0dC0r;Cj
patterns.
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A'i7e8}_mi8}&^g-g J0The ideas now guiding attachment theory have a long developmental history. Although
m$hd%rL C+R:yHG0Bowlby and Ainsworth worked independently of each other during their early careers, both心理学空间B$pJRJInc
were influenced by Freud and other psychoanalytic thinkers-directly in Bowlby’s case,
L]I2IT`+E0indirectly in Ainsworth’s. In this chapter, I document the origins of ideas that later became心理学空间7zH G`m7Q;{#TD&i.T
central to attachment theory. I then discuss the subsequent period of theory building and心理学空间$lN+GG r`C|%`{C
consolidation. Finally, I review some of the new directions in which the theory is currently
E1\/J2VI0developing and speculate on its future potential In taking this retrospective developmental
@9s a&^-vO0approach to the origins of attachment theory, I am reminded of Freud’s (1920/1955) remark:
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{cH:? k(@w)T%_0I would like to thank Mary Ainsworth and Ursula Bowlby for helpful input on a draft of this article. I am also
NS(M8uk6I0grateful for insightful comments by three very knowledgeable reviewers.
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CF:gnaT&D0Reference: Developmental Psychology (1992), 28, 759-775. Reprinted in from R. Parke, P. Ornstein, J.
7Z)ma:BMm%W{o0Reiser, & C. Zahn-Waxler (Eds.) (1994). A century of developmental psychology. (Chapter 15, pp. 431-471).心理学空间$k5_6E I\R1I

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So long as we trace the development from its final outcome backwards, the chain of events
A5w8[uE'I;d'`2p0appears continuous, and we feel we have gained an insight which is completely satisfactory心理学空间R'l/To9I Qf/Pt
or even exhaustive. But if we proceed in the reverse way, if we start from the premises心理学空间~ Nq5n6E;L
inferred from the analysis and try to follow these up to the final results, then we no longer心理学空间\y6h3Z2j-sk
get the impression of an inevitable sequence of events which could not have otherwise been
1\5}9k1a:f0determined. (p. 167)心理学空间go:w5RG{ ^

IH5^)Y)MY0In elucidating how each idea and methodological advance became a stepping stone for the心理学空间M(Z3A `lO
next, my retrospective account of the origins of attachment theory makes the process of theory心理学空间1qW*Y6Z:T O
building seem planful and orderly. No doubt this was the case to some extent, but it may often not心理学空间7epi!w4t }
have seemed so to the protagonists at the time.
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ORIGINS
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!V'K+?v6zV/Gzl0John Bowlby心理学空间6H-f1{m:{9T a

\"X Air"z0After graduating from the University of Cambridge in 1928, where he received rigorous心理学空间$uop+E$[b
scientific training and some instruction in what is now called developmental psychology, Bowlby心理学空间+AwFXZUE)F_)e
performed volunteer work at a school for maladjusted children while reconsidering his career心理学空间3B skh\
goals. His experiences with two children at the school set his professional life on course. One was心理学空间1t,A-Y+Pv lo^'\
a very isolated, remote, affectionless teenager who had been expelled from his previous school for
%?-^GGN*a0theft and had had no stable mother figure. The second child was an anxious boy of 7 or 8 who心理学空间v l2qyo ds
trailed Bowlby around and who was known as his shadow (Ainsworth, 1974). Persuaded by this心理学空间 hz$R+@1d|:O
experience of the effects of early family relationships on personality development, Bowlby心理学空间%k[akw4]^Y
decided to embark on a career as a child psychiatrist (Senn, 1977h).
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~ Q1w S(pl4]N0Concurrently with his studies in medicine and psychiatry, Bowlby undertook training at the心理学空间pM+F3p,[']8O
British Psychoanalytic Institute. During this period Melanie Klein was a major influence there (the心理学空间$Yf0TmG)X;r {
institute had three groups: Group A sided with Freud, Group B sided with Klein, and the Middle心理学空间G%HhM:^b*[H#^Q
Group sided with neither). Bowlby was exposed to Kleinian (Klein, 1932) ideas through his
2Zl2Hnt^&O\dNs0training analyst, Joan Riviere, a close associate of Klein, and eventually through supervision by心理学空间8Qk,},z\{'Q9@w
Melanie Klein herself. Although he acknowledges Riviere and Klein for grounding him in the
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0g3t Bz+Bs0object-relations approach to psychoanalysis, with its emphasis on early relationships and the
%^Sc%Z&MD6]j"J2G0pathogenic potential of loss (Bowlby, 1969, p. xvii), he had grave reservations about aspects of
{a Kxmr t:ce0the Kleinian approach to child psychoanalysis. Klein held that children’s emotional problems are
zw;bO XHA!Be0almost entirely due to fantasies generated from internal conflict between aggressive and libidinal心理学空间Tk`8O3YSb
drives, rather than to events in the external world, She hence forbade Bowlby to talk to the心理学空间 f)ic],s{
mother of a 3-year-old whom he analyzed under her supervision (Bowlby, 1987). This was心理学空间Hkk4XR
anathema to Bowlby who, in the course of his postgraduate training with two psychoanalytically心理学空间i9|A2J T$t5U`A
trained social workers at the London Child Guidance Clinic, had come to believe that actual心理学空间\#^4a)zM&ZG
family experiences were a much more important, if not the basic, cause of emotional disturbance.心理学空间&r2_8?(H1y`6u I

Y,\5x8}8s7{E0Bowlby’s plan to counter Klein’s ideas through research is manifest in an early theoretical心理学空间 d'R%B%F^
paper (1940) in which he proposed that, like nurserymen, psychoanalysts should study the nature
m?n0b/?h0A)L0of the organism, the properties of the soil, and their interaction (p. 23). He goes on to suggest
}V-? x-?d"un0that, for mothers with parenting difficulties,
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@1n&t G%@ic(_0a weekly interview in which their problems are approached analytically and traced hack to心理学空间D/g.t6G `?"L(l$p^`l
childhood has sometimes been remarkably effective. Having once been helped to recognize心理学空间D$^ U x3m8YR!^6y
and recapture the feelings which she herself had as a child and to find that they are accepted心理学空间-[ ^+](lfg?$NS-]3u
tolerantly and understandingly, a mother will become increasingly sympathetic and tolerant
nD5DCzX0toward the same things in her child. (Bowlby, 1940, p. 23)心理学空间)|({;Jz0l0V/O

O7v"w3lQ_}0These quotations reveal Bowlby’s early theoretical and clinical interest in the intergenerational心理学空间7O ^U.e2E*K%?E2H
transmission of attachment relations and in the possibility of helping children by helping parents.
y2P^KL F,Q0Psychoanalytic object-relations theories later proposed by Fairbain (1952) and Winnicott (1965)
+]caHWn`0were congenial to Bowlby, hut his thinking had developed independently of them.
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Bowlby’s first empirical study, based on case notes from the London Child Guidance Clinic,心理学空间'{3u6K)x DbL|
dates from this period. Like the boy at the school for maladjusted children, many of the clinic心理学空间TW2t z'v/u
patients were affectionless and prone to stealing. Through detailed examination of 44 cases,
tV%Mk+_%h~9}y0Bowlby was able to link their symptoms to histories of maternal deprivation and separation.
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,I$J&e3W sN0Although World War II led to an interruption in Bowlby’s budding career as a practicing
okC!U.| ZvZQ0child psychiatrist, it laid further groundwork for his career as a researcher. His assignment was to
ydn*S-^7fN0collaborate on officer selection procedures with a group of distinguished colleagues from the心理学空间AWfIz%xb
Tavistock Clinic in London, an experience that gave Bowlby a level of methodological and心理学空间t'n a7j [yiQ8\

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statistical expertise then unusual for a psychiatrist and psychoanalyst. This training is obvious in心理学空间b)s/S1tmwQ
the revision of his paper, “Forty-Four Juvenile Thieves: Their Characters and Home Lives”
*N*NY;ffw,jJ0(Bowlby, 1944), which includes statistical tests as well as detailed case histories.
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2J#z[eSN`0At the end of World War II, Bowlby was invited to become head of the Children’s心理学空间$kcwSL$RYw x
Department at the Tavistock Clinic. In line with his earlier ideas on the importance of family心理学空间[*H*rlH rrf0jg
relationships in child therapy, he promptly renamed it the Department for Children and Parents.心理学空间;@ hZ*b4\"~-b `G
Indeed, in what is credited as the first published paper in family therapy, Bowlby (1949) describes心理学空间 Bu:?] L)L*~
how he was often able to achieve clinical breakthroughs by interviewing parents about their
A,I"Ru)ZJ0childhood experiences in the presence of their troubled children.心理学空间@ A*i3q.Q

S']mA{M0To Bowlby’s chagrin, however, much of the clinical work in the department was done by心理学空间 S ?7yVCxR X
people with a Kleinian orientation, who, he says, regarded his emphasis on actual family心理学空间V:\P/t2Xe9K"U
interaction patterns as not particularly relevant. He therefore decided to found his own research心理学空间OC;Pdj0C Jc
unit whose efforts were focused on mother-child separation. Because separation is a clear-cut and
cn&W+sD,d&GF?0undeniable event, its effects on the child and the parent- child relationship were easier to心理学空间5N GF1W1RU*}
document than more subtle influences of parental and familial interaction.
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lU$Lcl-T:iqgv x0Mary Ainsworth心理学空间\@ ~Tkq

W3AOP&Ux7}"V0Mary Ainsworth (nee Salter), 6 years younger than Bowlby, finished graduate study at the心理学空间S~w,WIk Lz|&]o
University of Toronto just before World War II. courses with William Blatz had introduced her心理学空间V"}ZRZ/]7C
to security theory (Blatz, 1940), which both reformulated and challenged Freudian ideas, though
0vVS y9Ew.u&tOt0Blatz chose not to recognize his debt to Freud because of the anti-Freudian climate that pervaded心理学空间[&G}8} n w3m9w
the University of Toronto at that time (Ainsworth, 1983; Blatz, 1966).
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k3J4Tq,{'gU0One of the major tenets of security theory is that infants and young children need to develop心理学空间r\!V(o"K T9l
a secure dependence on parents before launching out into unfamiliar situations. In her dissertation,心理学空间y:HGL)l*g@
entitled “An Evaluation of Adjustment Based Upon the Concept of Security,” Mary Salter心理学空间 m:def'Fg)W
(1940) states it this way:心理学空间~9D8dy%I2a)h] K

K{Jo:\0Familial security in the early stages is of a dependent type and forms a basis from which
)kN8H[2W \0the individual can work out gradually, forming new skills and interests in other fields.
rwq3p-z}y0Where familial security is lacking, the individual is handicapped by the lack o~ what
+R+H)c%m\nf;^n0might be called a secure base italics added from which to work. (p. 45)
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Interestingly, Mary Salter’s dissertation research included an analysis of students’ autobiographical
GL;g}$a-UY0narratives in support of the validity of her paper-and-pencil self-report scales of familial and心理学空间{B I+VRV'TvZ@
extrafamilial security, foreshadowing her later penchant for narrative methods of data collection.心理学空间&g&[@ W)n#[
Indeed, few researchers realize the enormous experience in instrument development and diagnostics心理学空间$Ii^*Z$^_2U+|W&}
she brought to attachment research.
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Like Bowlby’s, Mary Salter’s professional career was shaped by her duties as a military
A ^Lo]-DQ6z;s0officer during World War 11 (in the Canadian Women’s Army corps). After the war, as a faculty心理学空间2j$?KuPT#D
member at the University of Toronto, she set out to deepen her clinical skills in response to the心理学空间K3}{H4m o
request to teach courses in personality assessment. To prepare herself for this task, she signed up心理学空间KpdpTv4J ['G
for workshops by Bruno Klopfer, a noted expert in the interpretation of the Rorschach test. This心理学空间4j.F-h&V L
experience led to a coauthored book on the Rorschach technique (Klopfer, Ainsworth, Klopfer,
y6F` OU,~0& Holt, 1954), which is still in print.
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In 1950, Mary Salter married Leonard Ainsworth and accompanied him to London, where
!N6GSZI @-U0he completed his doctoral studies. Someone there drew her attention to a job advertisement in the
1j t#aAX(Cg*P0London Times that happened to involve research, under the direction of John Bowlby, into the心理学空间;nCe S,M
effect on personality development of separation from the mother in early childhood. As Mary
@/BS5A;f!p0Ainsworth acknowledges, joining Bowlby’s research unit reset the whole direction of her心理学空间.Da QwY!l~D)}
professional career, though neither Bowlby nor Ainsworth realized this at the time.心理学空间$rFF*]!diM
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