THE ORIGINS OF ATTACHMENT THEORY: JOHN BOWLBY AND MARY AINSWORTH
作者: INGE BRETHERTON / 36278次阅读 时间: 2011年4月24日
来源: Developmental Psychology (1992), 28, 759-775.
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g'i tF}0S0ATTACHMENT THEORY AND MENTAL REPRESENTATION
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Separation (Bowlby, 1973) and Loss (Bowlby, 1980a), the second and third volumes in
4K?`#_Ay0Bowlby’s attachment trilogy, were slower to make an impact on the field of developmental 心理学空间4NS4jL9l+x6y;d;f
psychology than the first volume, in part because relevant empirical studies lagged behind. Like
Re~CY7p'lO0Attachment, these two volumes cover much more theoretical ground that their titles imply. 心理学空间)S$I;ev e

"MLb]o0Separation 心理学空间#?f-n6s3qiv

I \{#[zj`0In this book, Bowlby (1973) revises Freud’s (1926/1959) theory of signal anxiety, lays out
yW-@ oS.n#pjS0a new approach to Freud’s (1923/1961, 1940/1964) motivational theories, and presents an 心理学空间1Eg@#O:l`0`
epigenetic model of personality development inspired by Waddington’s (1957) theory of developmental 心理学空间.K\vf7P Lx
pathways. 心理学空间\JY H.G wi

4~%R7h\0N-\0Elaborating on his seminal 1959 paper, Bowlby notes that two distinct sets of stimuli elicit
0f/m9ik7Q/xF0fear in children: the presence of unlearned and later of culturally acquired clues to danger and/or 心理学空间@6{)Z-Efy'ydQwP
the absence of an attachment figure. Although escape from danger and escape to an attachment
O%oy,C]f0figure commonly occur together, the two classes of behavior are governed by separate control
q6w` Za:}Y0systems (observable when a ferocious dog comes between a mother and her young child.
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Although Bowlby regarded the systems controlling escape and attachment as conceptually
i#HS;dz_3_0distinct, he considers both as members of a larger family of stress-reducing and safety-promoting 心理学空间]OG7T h(O8cv
behavioral systems, whose more general function is that of maintaining an organism within a 心理学空间y:j,d?gRE
defined relationship to his or her environment. Rather than striving for stimulus absence, as Freud 心理学空间 i%km$j[ANCg1`
had suggested, Bowlby posits that humans are motivated to maintain a dynamic balance between
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t?$N X At5G_#V2hd0familiarity-preserving, stress-reducing behaviors (attachment to protective individuals and to 心理学空间'm:S__iF&X#`
familiar home sites, retreat from the strange and novel) and antithetical exploratory and 心理学空间3K"xsl6d?!He f(H
information-seeking behaviors.
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Z u H5n4l&F g/}h3LG0After revising Freud’s theories of fear and motivation, Bowlby reexamined Freud’s concept
r}7l'}CNq0of the “inner world” in light of modern cognitive theory. In Separation, he expands ideas
y bL`.U r(D'N0proposed in Attachment by suggesting that, within an individual’s internal working model of the 心理学空间1N/L uaa9Q|
world, working models of self and attachment figure are especially salient. These working 心理学空间 C8Zj8_P6Qz:~
models, acquired through interpersonal interaction patterns, are complementary. If the attachment 心理学空间VQ g,n#]k/nN(b
figure has acknowledged the infant’s needs fur comfort and protection while simultaneously 心理学空间 dSu;YX,V$D
respecting the infant’s need for independent exploration of the environment, the child is likely to 心理学空间F:qj E~ TTW?
develop an internal working model of self as valued and reliable. Conversely, if the parent has 心理学空间z,We"E~I{
frequently rejected the infant’s bids for comfort or for exploration, the child is likely to construct 心理学空间y6Rzm K2\$[ @j'o
an internal working model of self as unworthy or incompetent. With the aid of working models,
(_UNJ?!D'gu0children predict the attachment figure’s likely behavior and plan their own responses. What type
G._)ddO,l xu#Q0of model they construct is therefore of great consequence. 心理学空间 sApf+q K3s!w#B'r
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In Separation, Bowlby also elucidates the role of internal working models in the intergenerational
v+qJHGdEO5g;X0transmission of attachment patterns. Individuals who grow up to become relatively stable
(J&KF;U-H$ln0and self-reliant, he postulates, normally have parents who are supportive when called upon, hut 心理学空间Ffpo@
who also permit and encourage autonomy. Such parents tend not only to engage in fairly frank 心理学空间[*E5dX7P+\ F
communication of their own working models of self, of their child, and of others, hut also indicate
+W+z'p3~8r.n!V8j0to the child that these working models are open to questioning and revision. For this reason, says 心理学空间7i,L3n{;tN7e;u
Bowlby, the inheritance of mental health and of ill health through family micro-culture is no less 心理学空间Tf3iXk
important, and may well he far more important, than is genetic inheritance (Bowlby, 973, p. 323). 心理学空间8P&s3q"Irf G

D4aB6J3p6c0Loss
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"^ig5]1G~0Q.f0In the third volume of the attachment trilogy, Bowlby (1980a) uses information-processing
'u#Gtm@7Q;Tr2v0theories to explain the increasing stability of internal working models as well as their defensive 心理学空间:eV]:Nu h3y
distortion. The stability of internal working models derives from two sources: (a) patterns of 心理学空间Kx l&h\Z XQQ3^.}
interacting grow less accessible to awareness as they become habitual and automatic, and (b) 心理学空间/H+C(tUw
dyadic patterns of relating are more resistant to change than individual patterns because of
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reciprocal expectancies. 心理学空间%@ e6J5|m6@H
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Given that old patterns of action and thought guide selective attention and information 心理学空间P9F*gS$_#g6YMU;p
processing in new situations, some distortion of incoming information is normal and unavoidable.
%D:rE _%_$kw$g0The adequacy of internal working models can be seriously undermined, however, when defensive
}7Usu(t5S0exclusion of information from awareness interferes with their updating in response to developmental 心理学空间l+M:iAJ-PJ+W
and environmental change. 心理学空间 O S j6I_S'P

:P^fJ D m%r2C0To explain the workings of defensive processes, Bowlby cites evidence showing that
q8_:|Qg4H:P0incoming information normally undergoes many stages of processing before reaching awareness
)GV;m3GT6o:`2B0(see Dixon, 1971; Erdelyi, 1974) At every stage, some information is retained for further
N8x|_:y8\/r0processing and the remainder discarded. That this may happen even after information has already 心理学空间$vX4s ~*jI }^o
undergone very advanced levels of encoding is shown by dichotic listening studies, In these 心理学空间(r"@u(X7h[
studies, individuals who are presented with different messages to each ear through headphones
Q:r,cn2E2`0are able to selectively attend to one of them. That the unattended message is nevertheless
Ct7_A/P3E4]Rl!f5n h0receiving high level processing becomes obvious when the person becomes alerted to a word of 心理学空间XS K;nJ9k4oy |-C
personal significance (e.g., the person’s name) that has been inserted into the unattended
{/e4s[q siz,`0message.
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W \!}3~3X1tN0Bowlby proposes that defensive exclusion of information from awareness derives from the
w)U W%B*G ]|S_0same processes as selective exclusion, although the motivation for the two types of exclusion
7s4f!V,Z Q,C6Bl%_0differs. Three situations are believed to render children particularly prone to engaging in defensive 心理学空间w J MeZ V*k+B2\
exclusion: situations that parents do not wish their children to know about even though the 心理学空间'\R y+G_5t~0u
children have witnessed them, situations in which the children find the parents’ behavior too 心理学空间\Z@.J J}%dAs
unbearable to think about, and situations in which children have done or thought about doing
's1J A4ZB7N0something of which they are deeply ashamed. 心理学空间 Oh+~"b_iI zq
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Although defensive exclusion protects the individual from experiencing unbearable mental 心理学空间:B"Y$@;z1@"g
pain, confusion, or conflict, it is hound to interfere with the accommodation of internal working 心理学空间2Al;n(d6pf1B'f$^O(}!d
models to external reality. Indeed, a number of clinical studies reviewed in Separation (e.g., Cain 心理学空间9wXV_M
& Fast, 1972) suggest that defensive exclusion leads to a split in internal working models. One set 心理学空间o[KGr]}+r.B
of working models- accessible to awareness and discussion and based on what a child has been
s[.NL_0told-represents the parent as good and the parent’s rejecting behavior as caused by the “badness”
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of the child, The other model, based on what the child has experienced but defensively excluded
}GfzX ^V sq7yA _0from awareness, represents the hated or disappointing side of the parent.
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In Loss, Bowlby attempts to shed further light on these repressive and dissociative 心理学空间 cDY Lp8EbGE
phenomena with the aid of Tulving’s (1972) distinction between episodic and semantic memory. 心理学空间!uB([wWuw
According to Tulving, autobiographical experience is encoded in episodic memory, whereas 心理学空间5k,t4fQn;X
generic propositions are stored in semantic memory, with each memory system possibly using 心理学空间w;x(e,m4R
distinct storage mechanisms. Generic knowledge may derive from information supplied by others 心理学空间B%Q-v)C N t\V6a Pp
and from actual experience. Bowlby surmises that severe psychic conflict is likely to arise when 心理学空间Y!p+a {8geG4}C+@
the two sources of stored information (generalizations built on actual experience and on
*jlUPZ"B6p~0communications from others) are highly contradictory. In such cases, defensive exclusion may be 心理学空间"d&KS(Ny [d@
brought to bear on episodic memories of actual experience. According to Bowlby, such processes
z3vC@+N(s,h u z2X [0are especially likely in bereaved children under 3 years of age.
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\ s0m)O)p%t6C_/Y0Finally, in Loss, Bowlby also considers a more complex related prob1cm, namely, the 心理学空间:`t x z]
control of simultaneously active behavioral systems. In Attachment and Separation, the interplay 心理学空间 hdEl1j+D'c
among behavioral systems was implicitly treated as one of competition, not higher level regulation
"L+`W)I!}l.^ C[DL5_0(see also Bretherton & Ainsworth, 1974). In Loss, Bowlby posits an executive structure that
-[DeW1F0takes the place of Freud’s (1923/1961) concept of ego. The central nervous system, Bowlby
}&b+R]BF`*O C0suggests, is organized in a loosely hierarchical way, with an enormous network of two-way
QE ~0communications among subsystems. At the top of the hierarchy, he posits one or perhaps several
!KO _2Q-CF/AS)SD0principal evaluators or controllers, closely linked to long-term memory. Their task is to scan
I-~fU:S0incoming information for relevance. If evaluated as relevant, it may be stored in short-term 心理学空间 ['b]dj} V G
memory to select aspects thereof for further processing.
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Conscious processing is likely to facilitate high-level activities such as categorizing, retrieving, 心理学空间/_8nb4E4j e
comparing, framing plans, and inspection of overlearned, automated action systems. In a 心理学空间 d%ty(cqC.g
unified personality, Bowlby claims, the principal system or systems can access all memories in 心理学空间s;KhMT8o
whatever type of storage they are held. However, in some cases, the principal system or systems
W#dl2C8m+R0may nor be unified or capable of unimpeded intercommunication with all subsystems. In this case, 心理学空间)`Uq{B o
particular behavioral systems may not he activated when appropriate, or signals from these 心理学空间3i Y;_nS
behavioral systems may not become conscious, although fragments of defensively excluded
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information may at times seep through. 心理学空间#H1|M%L B
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Some of the dissociative or repressive phenomena involved in the deactivation of the
3MKb5OL I+a7J0attachment system occur during pathological mourning. For example, complete or partial
;Yu2f6?[1JV0disconnection of an emotional response from its cause is frequent. When the disconnection is only 心理学空间T{%_4@ g^#T9K$]
partial, emotional responses may be directed away from the person who caused them to third
;{1[ aT;E5B0persons or to the self. I knee, a bereaved person may become morbidly preoccupied with personal
L$d-w.{O1z{1v k0reactions and sufferings, rather than attributing his or her feelings to the loss of a close
2y I}xPq `0Y$t0relationship. Similarly, in disordered mourning, a bereaved person’s disposition toward compulsive
T%X;UF ?0caregiving may derive from the redirection of attachment behavior. The individual may he 心理学空间/C4a[2O8LG*~T
taking the role of attachment figure instead of seeking care. 心理学空间8HUs X+| Q1ubRZ
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Attachment and Therapy 心理学空间T0jjh:_
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This discussion of defensive processes leads into the topic that preoccupied Bowlby during
*w!y7SqH3g0the last 10 years of his life: the uses of attachment theory in psychotherapy (Bowlby, 1988),
nwQ/IJ6}0Under attachment theory, a major goal in psychotherapy is the reappraisal of inadequate, 心理学空间3o!Bzs Y2OT
outdated working models of self in relation to attachment figures, a particularly difficult task if
we({0l0VNhr0important others, especially parents, have forbidden their review. As psychoanalysts have 心理学空间1pW0B*MW{a!MB
repeatedly noted, a person with inadequate, rigid working models of attachment relations is likely 心理学空间:Lpg!MR*py)t
to inappropriately impose these models on interactions with the therapist (a phenomenon known
Q5H r ^h#X(H'R-F0as transference). The joint task 0f therapist and client is to understand the origins of the client’s 心理学空间%\;dG%^l2[p,t
dysfunctional internal working models of self and attachment figures, Toward this end, the
|NC7Xc3V0therapist can be most helpful by serving as a reliable, secure base from which an individual can 心理学空间/bh0d$gb C*}+w
begin the arduous task of exploring and reworking his or her internal working models. 心理学空间n)v$ZG9IR n

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