THE ORIGINS OF ATTACHMENT THEORY: JOHN BOWLBY AND MARY AINSWORTH
作者: INGE BRETHERTON / 36228次阅读 时间: 2011年4月24日
来源: Developmental Psychology (1992), 28, 759-775. 标签: Ainsworth AINSWORTH attachment Attachment ATTACHMENT Bowlby BOWLBY
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Reference: Developmental Psychology (1992), 28, 759-775.
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duq4F NpM5H0THE ORIGINS OF ATTACHMENT THEORY:心理学空间`$s;Y.{t2r[a/|GE
JOHN BOWLBY AND MARY AINSWORTH心理学空间9K$e%v-R&gR

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r*W1jK ?f%?X'|BA0INGE BRETHERTON
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Attachment theory is the joint work of John Bowlby and Mary Ainsworth (Ainsworth &心理学空间$M J[ z*S:xMf/t
Bowlby, 1991 ). Drawing on concepts from ethology, cybernetics, information processing,心理学空间n+u _P,z/m7g'~
developmental psychology, and psychoanalysts, John Bowlby formulated the basic tenets of心理学空间(r.Cc!F xN,]{
the theory. He thereby revolutionized our thinking about a child’s tie to the mother and its
i#ZjW'\0disruption through separation, deprivation, and bereavement. Mary Ainsworth’s innovative心理学空间mJ|-k4k~7@B
methodology not only made it possible to test some of Bowlby’s ideas empirically hut also心理学空间\0YJF7k4xy__'d
helped expand the theory itself and is responsible for some of the new directions it is now心理学空间,L3h m.{B]-I
taking. Ainsworth contributed the concept of the attachment figure as a secure base from
icL*U%iy$[8H$h0which an infant can explore the world. In addition, she formulated the concept of maternal心理学空间6ru%ZB3dW t&V x
sensitivity to infant signals and its role in the development of infant-mother attachment
nT4WZ$Sq`|B&f0patterns.心理学空间cp^6B)e#s Zkv)P

Sky1Ep ?1W0The ideas now guiding attachment theory have a long developmental history. Although心理学空间E3`%ur@+BC
Bowlby and Ainsworth worked independently of each other during their early careers, both
7\b!hCR@0were influenced by Freud and other psychoanalytic thinkers-directly in Bowlby’s case,
Cy9ZCrh'Rl0indirectly in Ainsworth’s. In this chapter, I document the origins of ideas that later became
z0H.i;Hty)~0central to attachment theory. I then discuss the subsequent period of theory building and
)S7^Ji7Cs0consolidation. Finally, I review some of the new directions in which the theory is currently
3I$d(gIA;F+sG(],{W0developing and speculate on its future potential In taking this retrospective developmental心理学空间*}%g0TvEK-|e*l
approach to the origins of attachment theory, I am reminded of Freud’s (1920/1955) remark:
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PZ*O Kir fj p0I would like to thank Mary Ainsworth and Ursula Bowlby for helpful input on a draft of this article. I am also
B:U*_ f9g,hZ0grateful for insightful comments by three very knowledgeable reviewers.
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;Vi_T0P*e,Lc,P0Reference: Developmental Psychology (1992), 28, 759-775. Reprinted in from R. Parke, P. Ornstein, J.
`!v\Wuj(Pz0Reiser, & C. Zahn-Waxler (Eds.) (1994). A century of developmental psychology. (Chapter 15, pp. 431-471).心理学空间;L1i!Qp~a-z S

iW`_C*l0心理学空间9{e6viref5e
So long as we trace the development from its final outcome backwards, the chain of events心理学空间u!c!VE*i{^
appears continuous, and we feel we have gained an insight which is completely satisfactory心理学空间f S(^I/E
or even exhaustive. But if we proceed in the reverse way, if we start from the premises
"p.Q F/BQ~$dZ.o0inferred from the analysis and try to follow these up to the final results, then we no longer心理学空间n@8? l0kf2o:D;M"X q,h
get the impression of an inevitable sequence of events which could not have otherwise been心理学空间Vs4\o(bg Cw
determined. (p. 167)心理学空间*k [/G@ lO D

_L4Xt]4j!h hJ0In elucidating how each idea and methodological advance became a stepping stone for the
_TW+h6X5b+M0next, my retrospective account of the origins of attachment theory makes the process of theory心理学空间g0P UZ4u
building seem planful and orderly. No doubt this was the case to some extent, but it may often not
n3}1|4?"K:G0have seemed so to the protagonists at the time.心理学空间;B w-V v9G? NET?
心理学空间@9~T!`9G(a'd!uDG{
ORIGINS心理学空间'[4VQY0at8p3V
心理学空间)y E6J;?x\{ {K1b"y
John Bowlby心理学空间.e@vy%B Xv

'dq C6IX&Y&MV^0After graduating from the University of Cambridge in 1928, where he received rigorous
A1_-X/a_ E` TPY0scientific training and some instruction in what is now called developmental psychology, Bowlby
Kj,DCZ+j|0performed volunteer work at a school for maladjusted children while reconsidering his career心理学空间5kFt7i,BO
goals. His experiences with two children at the school set his professional life on course. One was
NUb FW+X5S0G0a very isolated, remote, affectionless teenager who had been expelled from his previous school for
du `obiM0theft and had had no stable mother figure. The second child was an anxious boy of 7 or 8 who
9x J]@.N*Cg0trailed Bowlby around and who was known as his shadow (Ainsworth, 1974). Persuaded by this心理学空间UgNhK
experience of the effects of early family relationships on personality development, Bowlby
#[ hML&FUD0decided to embark on a career as a child psychiatrist (Senn, 1977h).
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Concurrently with his studies in medicine and psychiatry, Bowlby undertook training at the心理学空间H/IBH]A
British Psychoanalytic Institute. During this period Melanie Klein was a major influence there (the
9sC\r"Pp(h2N0institute had three groups: Group A sided with Freud, Group B sided with Klein, and the Middle
K$BCh6S7wqx0Group sided with neither). Bowlby was exposed to Kleinian (Klein, 1932) ideas through his
J|$W H[#o0training analyst, Joan Riviere, a close associate of Klein, and eventually through supervision by心理学空间(bK0mk kU H+V ^
Melanie Klein herself. Although he acknowledges Riviere and Klein for grounding him in the心理学空间7Q G0Qx*YKY
心理学空间8s&x|2[w"J]I a:~f

.AO"E-nG;u Q0object-relations approach to psychoanalysis, with its emphasis on early relationships and the心理学空间/L.v%u)e5s
pathogenic potential of loss (Bowlby, 1969, p. xvii), he had grave reservations about aspects of
RB,i6vr:@0the Kleinian approach to child psychoanalysis. Klein held that children’s emotional problems are心理学空间'[+ta4BaB&PV)dG
almost entirely due to fantasies generated from internal conflict between aggressive and libidinal心理学空间r2FX;{'p3s*bd
drives, rather than to events in the external world, She hence forbade Bowlby to talk to the心理学空间8J$?7F'Acadh `
mother of a 3-year-old whom he analyzed under her supervision (Bowlby, 1987). This was
!D7h:\.u0Wx0anathema to Bowlby who, in the course of his postgraduate training with two psychoanalytically
l-gp%u9rV5y0trained social workers at the London Child Guidance Clinic, had come to believe that actual
Y#~r-? ^0family experiences were a much more important, if not the basic, cause of emotional disturbance.心理学空间 TWRD9Eb
心理学空间h"I'KX7{ T
Bowlby’s plan to counter Klein’s ideas through research is manifest in an early theoretical
?[#mH9{#Uq0paper (1940) in which he proposed that, like nurserymen, psychoanalysts should study the nature心理学空间M dl:|`fd(C.r^
of the organism, the properties of the soil, and their interaction (p. 23). He goes on to suggest心理学空间0q @|.rx/S {
that, for mothers with parenting difficulties,心理学空间s{2m bceD[

@{Y.r ~r0a weekly interview in which their problems are approached analytically and traced hack to心理学空间`d0y~~&x m
childhood has sometimes been remarkably effective. Having once been helped to recognize
+GsF N!A"a.?oYu0and recapture the feelings which she herself had as a child and to find that they are accepted
Oo1|'WpkWIC!t d0tolerantly and understandingly, a mother will become increasingly sympathetic and tolerant
\ K-bV%my"S'R ~q;J0toward the same things in her child. (Bowlby, 1940, p. 23)心理学空间*Gd[w2i%vP
心理学空间C.Ef3S h~
These quotations reveal Bowlby’s early theoretical and clinical interest in the intergenerational心理学空间T*Z-a#N-kKi
transmission of attachment relations and in the possibility of helping children by helping parents.心理学空间{9n5s pP8gQo
Psychoanalytic object-relations theories later proposed by Fairbain (1952) and Winnicott (1965)心理学空间 o2YN;Z8a X L-rmL
were congenial to Bowlby, hut his thinking had developed independently of them.
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r(\o0z]WO'e0Bowlby’s first empirical study, based on case notes from the London Child Guidance Clinic,
Y"p"l6J;g-P.S n&`0dates from this period. Like the boy at the school for maladjusted children, many of the clinic心理学空间 X!I O'}];K!o
patients were affectionless and prone to stealing. Through detailed examination of 44 cases,心理学空间$f8lO DJYp2U8~
Bowlby was able to link their symptoms to histories of maternal deprivation and separation.心理学空间K H$Gsvi;b'X+lI

FE i0Jo e&j0Although World War II led to an interruption in Bowlby’s budding career as a practicing
w I&c!j%?7x&S0child psychiatrist, it laid further groundwork for his career as a researcher. His assignment was to
1@(F.}+p4^P0collaborate on officer selection procedures with a group of distinguished colleagues from the
+Y/PqLl+KF)o0Tavistock Clinic in London, an experience that gave Bowlby a level of methodological and
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statistical expertise then unusual for a psychiatrist and psychoanalyst. This training is obvious in
m h6Z'zs;cOP4m{0the revision of his paper, “Forty-Four Juvenile Thieves: Their Characters and Home Lives”心理学空间_!u\n'P$dZ[l8y
(Bowlby, 1944), which includes statistical tests as well as detailed case histories.
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At the end of World War II, Bowlby was invited to become head of the Children’s心理学空间L+\f?ZZ]
Department at the Tavistock Clinic. In line with his earlier ideas on the importance of family
S i v1o vFq|'C0relationships in child therapy, he promptly renamed it the Department for Children and Parents.
tr0q9? j~3z-`0Indeed, in what is credited as the first published paper in family therapy, Bowlby (1949) describes
q{f} C{4P.e1w?K9}0how he was often able to achieve clinical breakthroughs by interviewing parents about their
m7\'X"f2q0childhood experiences in the presence of their troubled children.
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NB(H&iA a"}7m0To Bowlby’s chagrin, however, much of the clinical work in the department was done by
1U8ts-bq!C0people with a Kleinian orientation, who, he says, regarded his emphasis on actual family心理学空间pLZ Q7U _C.O:f
interaction patterns as not particularly relevant. He therefore decided to found his own research
z$H3G:U v$j$~'[0unit whose efforts were focused on mother-child separation. Because separation is a clear-cut and
DZ]zVJ-i0R)Z([{8@!u0undeniable event, its effects on the child and the parent- child relationship were easier to心理学空间t${(O f5p|!l
document than more subtle influences of parental and familial interaction.
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~E+_w w?,X/u0Mary Ainsworth心理学空间~;K5TQ Z

NmL3P"Il0Mary Ainsworth (nee Salter), 6 years younger than Bowlby, finished graduate study at the心理学空间/h0hx R1iB-d0Y X
University of Toronto just before World War II. courses with William Blatz had introduced her
]]y l1w7[H0to security theory (Blatz, 1940), which both reformulated and challenged Freudian ideas, though
\y o[M1r0Blatz chose not to recognize his debt to Freud because of the anti-Freudian climate that pervaded
xL4?;?/K_0the University of Toronto at that time (Ainsworth, 1983; Blatz, 1966).
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\/L B c YCU8\0One of the major tenets of security theory is that infants and young children need to develop心理学空间 vD9nFL:^ F4t
a secure dependence on parents before launching out into unfamiliar situations. In her dissertation,
'w G[:an M0entitled “An Evaluation of Adjustment Based Upon the Concept of Security,” Mary Salter
8Km#^~|+`0(1940) states it this way:
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QD}X,mu8i;d0Familial security in the early stages is of a dependent type and forms a basis from which
lm9m x^+Sw c0the individual can work out gradually, forming new skills and interests in other fields.
;Y$Op(m g\p-NMi0Where familial security is lacking, the individual is handicapped by the lack o~ what心理学空间zOr,\H5?M
might be called a secure base italics added from which to work. (p. 45)心理学空间5w2Iq"RbD]

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I/{,\`a-\\*^jK0Interestingly, Mary Salter’s dissertation research included an analysis of students’ autobiographical
#Zh4mS8ATB X0narratives in support of the validity of her paper-and-pencil self-report scales of familial and心理学空间 A+XA/y-d [
extrafamilial security, foreshadowing her later penchant for narrative methods of data collection.
k8KUnY#T0Indeed, few researchers realize the enormous experience in instrument development and diagnostics
@uXn"[!V WC,xNQ0she brought to attachment research.
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M1W0ktJ?0Like Bowlby’s, Mary Salter’s professional career was shaped by her duties as a military
v~"ah?"k[tf,z)g0officer during World War 11 (in the Canadian Women’s Army corps). After the war, as a faculty
2[O$|u W5XuD0member at the University of Toronto, she set out to deepen her clinical skills in response to the心理学空间~;}-['X(F
request to teach courses in personality assessment. To prepare herself for this task, she signed up心理学空间!F|l6Q*A
for workshops by Bruno Klopfer, a noted expert in the interpretation of the Rorschach test. This
8{ al;RK X0\B0experience led to a coauthored book on the Rorschach technique (Klopfer, Ainsworth, Klopfer,心理学空间4\|0^}-C8Hw Y)["f
& Holt, 1954), which is still in print.心理学空间;F r;d5KP-iBv6SI

u(z?3`%TQ2b:Zl0In 1950, Mary Salter married Leonard Ainsworth and accompanied him to London, where心理学空间D S.aaZRp
he completed his doctoral studies. Someone there drew her attention to a job advertisement in the
} p&gF6X1gx P4[0London Times that happened to involve research, under the direction of John Bowlby, into the
l-zJ"W0zn7n0effect on personality development of separation from the mother in early childhood. As Mary
)@5lY$\%|sP0Ainsworth acknowledges, joining Bowlby’s research unit reset the whole direction of her
UA.e8x#p$L,U0professional career, though neither Bowlby nor Ainsworth realized this at the time.
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