THE ORIGINS OF ATTACHMENT THEORY: JOHN BOWLBY AND MARY AINSWORTH
作者: INGE BRETHERTON / 36320次阅读 时间: 2011年4月24日
来源: Developmental Psychology (1992), 28, 759-775. 标签: Ainsworth AINSWORTH attachment Attachment ATTACHMENT Bowlby BOWLBY
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Reference: Developmental Psychology (1992), 28, 759-775.心理学空间\x1J a0z%l

$\9U!KU(k!k,Pn1}2c0THE ORIGINS OF ATTACHMENT THEORY:心理学空间+gfElQlP ^4y$l
JOHN BOWLBY AND MARY AINSWORTH
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N%r2wd/\5d k0C0Attachment theory is the joint work of John Bowlby and Mary Ainsworth (Ainsworth &
GgV b u ~0Bowlby, 1991 ). Drawing on concepts from ethology, cybernetics, information processing,心理学空间*W^cc-Fe2U~
developmental psychology, and psychoanalysts, John Bowlby formulated the basic tenets of
Ra*^ qg&T$H0the theory. He thereby revolutionized our thinking about a child’s tie to the mother and its心理学空间?!p;o q r }'Dw
disruption through separation, deprivation, and bereavement. Mary Ainsworth’s innovative心理学空间t aZ1|f C5D4[+j
methodology not only made it possible to test some of Bowlby’s ideas empirically hut also心理学空间g5a^K:_6m7[!T!|@
helped expand the theory itself and is responsible for some of the new directions it is now
$J)D_:FZ\(F'z0V0taking. Ainsworth contributed the concept of the attachment figure as a secure base from心理学空间 Bf9z"WRAt?:p
which an infant can explore the world. In addition, she formulated the concept of maternal
rYKI([[0sensitivity to infant signals and its role in the development of infant-mother attachment
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B'N9GM/g[0The ideas now guiding attachment theory have a long developmental history. Although心理学空间;u8H:LgX%dyu yL
Bowlby and Ainsworth worked independently of each other during their early careers, both
-E b2aF,ZU:n6B ?`0were influenced by Freud and other psychoanalytic thinkers-directly in Bowlby’s case,心理学空间/H:M2q^#}%@AA#Z S}
indirectly in Ainsworth’s. In this chapter, I document the origins of ideas that later became心理学空间 U-aK5h#}PQ2y
central to attachment theory. I then discuss the subsequent period of theory building and心理学空间#xUrv(av5b"b
consolidation. Finally, I review some of the new directions in which the theory is currently心理学空间,j H z5iU1_ ^4C@
developing and speculate on its future potential In taking this retrospective developmental心理学空间8tN$EX2Y|)Jh b
approach to the origins of attachment theory, I am reminded of Freud’s (1920/1955) remark:
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U5f T"JI0I would like to thank Mary Ainsworth and Ursula Bowlby for helpful input on a draft of this article. I am also
9KxJ#j-D]0ql3Y/s0grateful for insightful comments by three very knowledgeable reviewers.
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6P1L&^;b.u0Reference: Developmental Psychology (1992), 28, 759-775. Reprinted in from R. Parke, P. Ornstein, J.心理学空间xQ8vAp K
Reiser, & C. Zahn-Waxler (Eds.) (1994). A century of developmental psychology. (Chapter 15, pp. 431-471).心理学空间ks#~0N~'~4y

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I/J Np Z.J0So long as we trace the development from its final outcome backwards, the chain of events心理学空间"u,Mk HW!E
appears continuous, and we feel we have gained an insight which is completely satisfactory
v4R0iB5q1u0or even exhaustive. But if we proceed in the reverse way, if we start from the premises
7D8Fyp+S7ff s d0inferred from the analysis and try to follow these up to the final results, then we no longer心理学空间&E R:H%I] Uk
get the impression of an inevitable sequence of events which could not have otherwise been心理学空间(E on0`oh
determined. (p. 167)心理学空间K~-p/~d

+SOM8~(Vz0In elucidating how each idea and methodological advance became a stepping stone for the心理学空间Ob z#W)p8XL2k%j)}
next, my retrospective account of the origins of attachment theory makes the process of theory心理学空间z|oh0Po T
building seem planful and orderly. No doubt this was the case to some extent, but it may often not心理学空间MH;Na"o rz
have seemed so to the protagonists at the time.
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^`(A1Xl(^s0ORIGINS
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9|a z#YB/t z k^0John Bowlby
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utc#OWm5Lh0After graduating from the University of Cambridge in 1928, where he received rigorous心理学空间 {f(U{1bK/|%W a
scientific training and some instruction in what is now called developmental psychology, Bowlby心理学空间8s#G$q3I q.v V(OVA0^
performed volunteer work at a school for maladjusted children while reconsidering his career心理学空间U&_6qP9\x _#N
goals. His experiences with two children at the school set his professional life on course. One was
$Y^(^9{9in$c]`Z%R7M[0a very isolated, remote, affectionless teenager who had been expelled from his previous school for
;]A{/^#jJ-\b0theft and had had no stable mother figure. The second child was an anxious boy of 7 or 8 who心理学空间[(o5{Jx!gX W z
trailed Bowlby around and who was known as his shadow (Ainsworth, 1974). Persuaded by this
v][ [.Ux:r0experience of the effects of early family relationships on personality development, Bowlby
:?/zXp0PK:O5u8X0decided to embark on a career as a child psychiatrist (Senn, 1977h).
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Concurrently with his studies in medicine and psychiatry, Bowlby undertook training at the心理学空间D+k Mj[ { J
British Psychoanalytic Institute. During this period Melanie Klein was a major influence there (the
7i4W ^,^%k{p@0institute had three groups: Group A sided with Freud, Group B sided with Klein, and the Middle
c2_e-^7aa7~0Group sided with neither). Bowlby was exposed to Kleinian (Klein, 1932) ideas through his心理学空间O|H!m;IQ
training analyst, Joan Riviere, a close associate of Klein, and eventually through supervision by
l7cIxc;LS,u0Melanie Klein herself. Although he acknowledges Riviere and Klein for grounding him in the
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object-relations approach to psychoanalysis, with its emphasis on early relationships and the
*uZa#Vj%`4B!bF0pathogenic potential of loss (Bowlby, 1969, p. xvii), he had grave reservations about aspects of
UND,J/d!^uRA0the Kleinian approach to child psychoanalysis. Klein held that children’s emotional problems are
%\? | o#~7g0almost entirely due to fantasies generated from internal conflict between aggressive and libidinal
EE3AI*XM ?B$FIrY0drives, rather than to events in the external world, She hence forbade Bowlby to talk to the
^;Ix:f+z-q.Y0mother of a 3-year-old whom he analyzed under her supervision (Bowlby, 1987). This was心理学空间}$z0_O-k'g8F
anathema to Bowlby who, in the course of his postgraduate training with two psychoanalytically
U _J2V%RG'A\;l'O+XA0trained social workers at the London Child Guidance Clinic, had come to believe that actual
Nu+ps4w Mj!a|0family experiences were a much more important, if not the basic, cause of emotional disturbance.
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'?D i%n#s!S"m0Bowlby’s plan to counter Klein’s ideas through research is manifest in an early theoretical心理学空间P2v6Yr#|5iN
paper (1940) in which he proposed that, like nurserymen, psychoanalysts should study the nature心理学空间$R8Gs7?&g(EJ8p
of the organism, the properties of the soil, and their interaction (p. 23). He goes on to suggest心理学空间ld-Iy5E1b$Df;t
that, for mothers with parenting difficulties,心理学空间G`vd)kj,y9a0fa

l l(CMgE0a weekly interview in which their problems are approached analytically and traced hack to心理学空间 ~ B WU3lF aM3L7MZ
childhood has sometimes been remarkably effective. Having once been helped to recognize
Fa%]*DEr0and recapture the feelings which she herself had as a child and to find that they are accepted心理学空间Z,ya"E&O
tolerantly and understandingly, a mother will become increasingly sympathetic and tolerant心理学空间(_-lt j&`Mt2Gh/r
toward the same things in her child. (Bowlby, 1940, p. 23)
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These quotations reveal Bowlby’s early theoretical and clinical interest in the intergenerational
QW+M&k*n0transmission of attachment relations and in the possibility of helping children by helping parents.
#fHg ~W#S%so0Psychoanalytic object-relations theories later proposed by Fairbain (1952) and Winnicott (1965)心理学空间!| jE9~iU$v(N$lp
were congenial to Bowlby, hut his thinking had developed independently of them.心理学空间j y4|;^0`'F)F

7JhakD-X0Bowlby’s first empirical study, based on case notes from the London Child Guidance Clinic,
4eAL$O(B6|n/b7A0dates from this period. Like the boy at the school for maladjusted children, many of the clinic
BA4f ^'@$JZ)e0patients were affectionless and prone to stealing. Through detailed examination of 44 cases,心理学空间 XESk.g!Rp!fD
Bowlby was able to link their symptoms to histories of maternal deprivation and separation.
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$}0yn/\7Q5z8]0Although World War II led to an interruption in Bowlby’s budding career as a practicing心理学空间.F8FG'Xe_
child psychiatrist, it laid further groundwork for his career as a researcher. His assignment was to
UX0r&[l&y#Ev0collaborate on officer selection procedures with a group of distinguished colleagues from the
r(r;Xg5k0Tavistock Clinic in London, an experience that gave Bowlby a level of methodological and
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statistical expertise then unusual for a psychiatrist and psychoanalyst. This training is obvious in心理学空间Y C.~;v/u.m)b
the revision of his paper, “Forty-Four Juvenile Thieves: Their Characters and Home Lives”心理学空间4^ Q O%} W#d,|f
(Bowlby, 1944), which includes statistical tests as well as detailed case histories.心理学空间!] O"^8i6`'Od
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At the end of World War II, Bowlby was invited to become head of the Children’s心理学空间A:X-|9F(D7L|pw_&e
Department at the Tavistock Clinic. In line with his earlier ideas on the importance of family
@g B `,{e]j t_0relationships in child therapy, he promptly renamed it the Department for Children and Parents.心理学空间+VG\8YX\)a,[(x$B
Indeed, in what is credited as the first published paper in family therapy, Bowlby (1949) describes心理学空间9S}#hFcf D
how he was often able to achieve clinical breakthroughs by interviewing parents about their心理学空间6TY3X0IE5}E
childhood experiences in the presence of their troubled children.
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To Bowlby’s chagrin, however, much of the clinical work in the department was done by心理学空间4["AhL5^J5T5g4r;X7p
people with a Kleinian orientation, who, he says, regarded his emphasis on actual family心理学空间`1I+O mE6aI
interaction patterns as not particularly relevant. He therefore decided to found his own research心理学空间#o4W0h+W@}5c A3T
unit whose efforts were focused on mother-child separation. Because separation is a clear-cut and
k J|6af+_%T m1P0undeniable event, its effects on the child and the parent- child relationship were easier to
)Bg:ME aG&I9~1XDU0document than more subtle influences of parental and familial interaction.
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Mary Ainsworth
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3v ]R%Or k'V'S0Mary Ainsworth (nee Salter), 6 years younger than Bowlby, finished graduate study at the心理学空间 sO@BrQ&tG
University of Toronto just before World War II. courses with William Blatz had introduced her
"Ef5l,YG%B Q0to security theory (Blatz, 1940), which both reformulated and challenged Freudian ideas, though心理学空间+_LKe#\ k(d"^
Blatz chose not to recognize his debt to Freud because of the anti-Freudian climate that pervaded心理学空间$I6D&Igq
the University of Toronto at that time (Ainsworth, 1983; Blatz, 1966).
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One of the major tenets of security theory is that infants and young children need to develop
Qt"m'T%W6^2x;X0a secure dependence on parents before launching out into unfamiliar situations. In her dissertation,
"L[Vif tM0entitled “An Evaluation of Adjustment Based Upon the Concept of Security,” Mary Salter
Ma0Q$Ln'{0(1940) states it this way:
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1fur's|.uGV(AH,~J0Familial security in the early stages is of a dependent type and forms a basis from which
|!d w;B8f&^0the individual can work out gradually, forming new skills and interests in other fields.心理学空间/oX$|N,mu5W&F'F
Where familial security is lacking, the individual is handicapped by the lack o~ what心理学空间1Cr!L }6X\
might be called a secure base italics added from which to work. (p. 45)
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Interestingly, Mary Salter’s dissertation research included an analysis of students’ autobiographical
5i)bV4A`n B0narratives in support of the validity of her paper-and-pencil self-report scales of familial and
K` s }rAC"K0extrafamilial security, foreshadowing her later penchant for narrative methods of data collection.
4qQ^wY O YKt0Indeed, few researchers realize the enormous experience in instrument development and diagnostics心理学空间,J+iuP9_.jA(lo4sW
she brought to attachment research.心理学空间!R Iz,R&R}2V+y

5cBe#^ sc*g;M-H0Like Bowlby’s, Mary Salter’s professional career was shaped by her duties as a military
,I/bh p"kw$i [9`(pZ0officer during World War 11 (in the Canadian Women’s Army corps). After the war, as a faculty
X$g7J'j$VJs&W+~v0member at the University of Toronto, she set out to deepen her clinical skills in response to the
S3i SkXJ3l9w'\0request to teach courses in personality assessment. To prepare herself for this task, she signed up
JqE0g};uYc0for workshops by Bruno Klopfer, a noted expert in the interpretation of the Rorschach test. This
1V ol+yP0experience led to a coauthored book on the Rorschach technique (Klopfer, Ainsworth, Klopfer,心理学空间P)h9BJ8I8V
& Holt, 1954), which is still in print.心理学空间y|'l6o+Z Tz8gN9B

sUT S pP6B0In 1950, Mary Salter married Leonard Ainsworth and accompanied him to London, where
K3V1fZt }L8X0he completed his doctoral studies. Someone there drew her attention to a job advertisement in the心理学空间+T}aMTt/}/o
London Times that happened to involve research, under the direction of John Bowlby, into the心理学空间7TCq~#V8aK
effect on personality development of separation from the mother in early childhood. As Mary
0J&S6Y:z B0Ainsworth acknowledges, joining Bowlby’s research unit reset the whole direction of her
)Y k'w8_"m0professional career, though neither Bowlby nor Ainsworth realized this at the time.
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